Filing Details
- Accession Number:
- 0001140361-12-034873
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-02 17:30:01
- Reporting Period:
- 2012-08-01
- Filing Date:
- 2012-08-02
- Accepted Time:
- 2012-08-02 17:30:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1262039 | Fortinet Inc | FTNT | Computer Peripheral Equipment, Nec (3577) | 770560389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218470 | A Kenneth Goldman | C/O Fortinet, Inc. 1090 Kifer Road Sunnyvale CA 94086 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-08-01 | 30,000 | $3.72 | 30,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-08-01 | 30,000 | $24.04 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-08-01 | 4,000 | $3.74 | 4,000 | No | 4 | M | Indirect | See footnote |
| Common Stock | Disposition | 2012-08-01 | 4,000 | $24.16 | 0 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Indirect | See footnote |
| No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-08-01 | 30,000 | $0.00 | 30,000 | $3.72 |
| Common Stock | Non-qualified Stock Option (right to buy) | Disposition | 2012-08-01 | 4,000 | $0.00 | 4,000 | $3.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-09-20 | No | 4 | M | Direct | |
| 40,000 | 2016-01-28 | No | 4 | M | Indirect |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2012.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by G.V. Partners, L.P. on June 6, 2012.
- Represents the aggregate of sales effected on the same day at different prices.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $24.00 to $24.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Represents the weighted average sales price per share. The shares sold at prices ranging from $24.15 to $24.50 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- Securities held directly by G.V. Partners, L.P., for which the Reporting Person serves as the managing member.
- The option is 100% vested and exercisable.
- 1/4 of the shares subject to the option vested on January 28, 2010, and 1/48 of the shares subject to the option vest monthly thereafter.
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