Filing Details
- Accession Number:
- 0001225208-12-017179
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-02 17:22:52
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-02
- Accepted Time:
- 2012-08-02 17:22:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413305 | W. Gary Ervin | 2980 Fairview Park Drive Falls Church VA 22042 | Corp Vp & Pres Aerospace Sys | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-31 | 47,869 | $41.14 | 47,869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-31 | 47,869 | $66.25 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2012-07-31 | 47,869 | $41.14 | 47,869 | $41.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,155 | Indirect | Held in G&M Ervin Family Trust |
| Common Stock | 7,750 | Indirect | Held in Northrop Grumman Savings & Investment Plan |
Footnotes
- Held in the Northrop Grumman Savings and Investment Plan (the "Plan"), a qualified profit sharing plan, as of July 30, 2012. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a decrease in units attributable to an individual though no disposition occurred.
- The option is fully exercisable.
Billionaire Hedge Funds
