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Home > Insider Trading > Filing (0001127602-12-023596)

Filing Details

Accession Number:: 0001127602-12-023596
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-08-02 16:45:53
Reporting Period:: 2012-08-02

Filing Date:: 2012-08-02
Accepted Time:: 2012-08-02 16:45:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1051741	First Niagara Financial Group Inc	FNFG	National Commercial Banks (6021)	161545669

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1490877	Oliver Sommer	726 Exchange Street Suite 618 Buffalo NY 14210	Evp, Corporate Development	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-08-02	5,000	$7.42	63,475	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	192	Indirect	by ESOP
Common Stock	5,557	Indirect	By 401k
Series B Nonconvertible Preferred Stock	3,000	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Non-qualified Stock Option (Right to Buy)	$9.84	2013-03-30	2022-03-30	56,076	56,076	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$13.90	2011-04-30	2020-04-30	27,100	27,100	Direct
Common Stock	Non-qualified Stock Option (Right to Buy)	$13.79	2012-01-24	2021-01-24	31,260	31,260	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-03-30	56,076	56,076	Direct
2020-04-30	27,100	27,100	Direct
2021-01-24	31,260	31,260	Direct