Filing Details
- Accession Number:
- 0000914190-12-000458
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-02 12:52:27
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-02
- Accepted Time:
- 2012-08-02 12:52:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719866 | Arctic Cat Inc | ACAT | Miscellaneous Transportation Equipment (3790) | 411443470 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1443825 | Claude Jordan | 505 North Highway 169 Suite 1000 Plymouth MN 55441 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-31 | 23,778 | $11.05 | 56,717 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-31 | 5,868 | $44.78 | 50,849 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-07-31 | 7,961 | $44.78 | 42,888 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-07-31 | 69,440 | $6.26 | 112,328 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-31 | 9,945 | $43.71 | 102,383 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-07-31 | 26,446 | $43.71 | 75,937 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-07-31 | 43,000 | $43.71 | 32,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-31 | 69,440 | $0.00 | 69,440 | $6.26 |
| Common Stock | Stock-Settled Appreciation Right | Disposition | 2012-07-31 | 23,778 | $0.00 | 23,778 | $11.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 35,560 | 2019-08-06 | No | 4 | M | Direct | |
| 0 | 2015-06-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 267 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $9.88 | 2018-08-25 | 70,000 | 70,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $10.79 | 2020-04-01 | 105,000 | 105,000 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $14.68 | 2021-01-01 | 5,300 | 5,300 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $15.77 | 2021-04-01 | 83,228 | 83,228 | Direct | |
| Common Stock | Stock Option (Right to Buy) | $43.79 | 2022-04-02 | 26,761 | 26,761 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-08-25 | 70,000 | 70,000 | Direct |
| 2020-04-01 | 105,000 | 105,000 | Direct |
| 2021-01-01 | 5,300 | 5,300 | Direct |
| 2021-04-01 | 83,228 | 83,228 | Direct |
| 2022-04-02 | 26,761 | 26,761 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.55 to $44.00 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Includes (i) 9,987 restricted stock units that vest in installments of 3,329 units on 4/1/12, 4/1/13 and 4/1/14; and (ii) 4,282 restricted stock units that vest in installments of 1,427 units on 4/2/13, 4/2/14 and 4/2/15, all previously reported.
- Fully exercisable.
- Vests in three equal annual installments beginning on 8/6/10.
- Vests in three equal annual installments beginning on 4/1/11.
- Vests in three equal annual installments beginning on 1/1/12.
- Vests in three equal annual installments beginning on 4/1/12.
- Vests in three equal annual installments beginning on 4/2/13.
- This Stock-Settled Appreciation Right ("SSAR") represents the right to receive a number of shares of Common Stock equal to the product of (A) the excess of the market price of the Company's Common Stock at exercise over the exercise price times (B) the aggregate number shares covered by the SSAR.
- The SSAR may be exercised after the Company's Common Stock trades at a market price of $2.00 more than the exercise price of the SSARs for 30 of the preceeding 40 trading days; provided the SSAR may not be exercised prior to March 31, 2011.
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