Filing Details
- Accession Number:
- 0001412665-12-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-01 22:05:17
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-01
- Accepted Time:
- 2012-08-01 21:05:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1412665 | Midwestone Financial Group Inc. | MOFG | State Commercial Banks (6022) | 421206172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1430008 | L Kent Jehle | 102 S. Clinton Street P.o. Box 1700 Iowa City IA 52244-1700 | Evp & Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-31 | 2,300 | $21.25 | 2,300 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,335 | Direct | |
Common Stock | 1,711 | Indirect | By ESOP |
Common Stock | 7,400 | Indirect | By Limited Liability Corporation |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $16.69 | 2018-04-01 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $9.34 | 2019-01-22 | 1,500 | 1,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-04-01 | 3,000 | 3,000 | Direct |
2019-01-22 | 1,500 | 1,500 | Direct |
Footnotes
- Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan and allocated to reporting person's account as of July 31, 2012. The number of shares increased by 420 shares since the reporting person's previous Form filing.
- The reporting person is the managing member for the Jehle Family, LLC, and has investment and voting power over all the shares. The reporting person has a 25% ownership interest in the Jehle Family, LLC.
- The option vests in four equal annual installments beginning on April 1, 2009.
- The option vests in four equal annual installments beginning on January 22, 2010.