Filing Details
- Accession Number:
- 0001127602-12-023455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-01 20:39:59
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-01
- Accepted Time:
- 2012-08-01 19:39:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491654 | J.w. Thomas Dittrich | One Amgen Center Drive Thousand Oaks CA 91320 | Vp, Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-31 | 25,000 | $69.83 | 38,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-31 | 3,000 | $42.13 | 41,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-31 | 2,000 | $50.44 | 43,721 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-31 | 2,150 | $58.43 | 45,871 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-31 | 32,150 | $82.69 | 13,721 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2012-07-31 | 25,000 | $0.00 | 25,000 | $69.83 |
Common Stock | Nqso (Right to Buy) | Disposition | 2012-07-31 | 3,000 | $0.00 | 3,000 | $42.13 |
Common Stock | Nqso (Right to Buy) | Disposition | 2012-07-31 | 2,000 | $0.00 | 2,000 | $50.44 |
Common Stock | Nqso (Right to Buy) | Disposition | 2012-07-31 | 2,150 | $0.00 | 2,150 | $58.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-05-15 | 2013-05-15 | No | 4 | M | Direct |
0 | 2009-04-29 | 2015-04-29 | No | 4 | M | Direct |
2,000 | 2010-04-28 | 2016-04-28 | No | 4 | M | Direct |
4,300 | 2011-04-26 | 2020-04-26 | No | 4 | M | Direct |
Footnotes
- The price reported is an average price. The prices ranged from $82.67 to $82.75 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC, the issuer or a security holder of the issuer.
- The shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 286 RSUs which fully vest on 4/28/2013; 615 RSUs which vest in annual installments of 307 on 4/26/2013 and 308 on 4/26/2014; 1,714 RSUs which vest in annual installments of 565, 566 and 583 on 4/25/2013, 4/25/2014 and 4/25/2015, respectively; and 1,400 RSUs which vest in two equal installments of 462 each on 4/27/2014 and 4/27/2015 and one installment of 476 on 4/27/2016. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 7 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.