Filing Details
- Accession Number:
- 0001511701-12-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-01 19:24:14
- Reporting Period:
- 2012-07-31
- Filing Date:
- 2012-08-01
- Accepted Time:
- 2012-08-01 19:24:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040161 | Pixelworks Inc | PXLW | Semiconductors & Related Devices (3674) | 911761992 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454497 | A. Reuben Aspacio | 224 Airport Parkway Suite 400 San Jose CA 95110 | Sr. Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-31 | 2,745 | $1.91 | 22,559 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $0.68 | 2019-02-02 | 50,000 | 50,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $2.36 | 2018-02-09 | 50,000 | 50,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $3.13 | 2016-02-10 | 45,000 | 45,000 | Direct | |
| Common Stock | Non-Qualified Stock Option (right to buy) | $3.48 | 2017-02-10 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-02-02 | 50,000 | 50,000 | Direct |
| 2018-02-09 | 50,000 | 50,000 | Direct |
| 2016-02-10 | 45,000 | 45,000 | Direct |
| 2017-02-10 | 60,000 | 60,000 | Direct |
Footnotes
- The reporting person is voluntarily reporting the acquisition of shares of the Company's common stock pursuant to the Company's Employee Stock Purchase Plan (ESPP) and the purchase price reflects the allowable discount allowed under the ESPP. This transaction is exempt under Rule 16b-3(c).
- 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years.
- Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant.
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