Filing Details
- Accession Number:
- 0001209191-12-039897
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-08-01 18:56:00
- Reporting Period:
- 2012-07-30
- Filing Date:
- 2012-08-01
- Accepted Time:
- 2012-08-01 17:56:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548338 | Joseph Michael Brown | 2100 Roosevelt Avenue Springfield MA 01104 | Vice President - U.s. Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-30 | 6,668 | $3.63 | 11,791 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-30 | 6,668 | $10.00 | 5,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-07-30 | 6,668 | $0.00 | 6,668 | $3.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,332 | 2020-08-16 | No | 4 | M | Direct |
Footnotes
- Includes 1,716 shares acquired under the Issuer's Employee Stock Purchase Plan on March 30, 2012.
- The shares were sold pursuant to a 10b5-1 Sales Plan dated March 23, 2012.
- One-third of the total number of options granted vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the August 16, 2010 date of grant.
Billionaire Hedge Funds
