Filing Details

Accession Number:
0000914190-12-000454
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-08-01 13:32:12
Reporting Period:
2012-07-30
Filing Date:
2012-08-01
Accepted Time:
2012-08-01 13:32:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
719866 Arctic Cat Inc ACAT Miscellaneous Transportation Equipment (3790) 411443470
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190801 Christian D Koch 505 North Highway 169
Suite 1000
Plymouth MN 55441
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-30 7,326 $6.26 11,472 No 4 M Direct
Common Stock Acquisiton 2012-07-30 7,326 $10.79 18,798 No 4 M Direct
Common Stock Acquisiton 2012-07-30 1,995 $15.77 20,793 No 4 M Direct
Common Stock Disposition 2012-07-30 3,551 $44.01 17,242 No 4 F Direct
Common Stock Disposition 2012-07-30 5,238 $44.01 12,004 No 4 F Direct
Common Stock Disposition 2012-07-30 7,857 $44.01 4,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-07-30 7,326 $0.00 7,326 $6.26
Common Stock Stock Option (Right to Buy) Disposition 2012-07-30 7,326 $0.00 7,326 $10.79
Common Stock Stock Option (Right to Buy) Disposition 2012-07-30 1,995 $0.00 1,995 $15.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,674 2019-08-06 No 4 M Direct
3,674 2020-04-01 No 4 M Direct
4,005 2021-04-01 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $43.79 2022-04-02 1,903 1,903 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-02 1,903 1,903 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.16 inclusive. The reporting person undertakes to provide Arctic Cat Inc., any security holder of Arctic Cat Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Includes (i) 1,585 shares of restricted stock units that vest 528 shares on 4/1/12 and 4/1/13 and 529 shares on 4/1/14; and (ii) 799 shares of restricted stock units that vest 266 shares on 4/2/13 and 4/2/14 and 267 shares on 4/2/15, all previously reported.
  3. Fully exercisable.
  4. The shares vest in three equal installments beginning on 4/1/11.
  5. The shares vest in three equal installments beginning on 4/1/12.
  6. The shares vest in three equal installments beginning on 4/2/13.