Filing Details
- Accession Number:
- 0001127602-12-023282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-31 19:52:32
- Reporting Period:
- 2012-07-27
- Filing Date:
- 2012-07-31
- Accepted Time:
- 2012-07-31 19:52:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318154 | Amgen Inc | AMGN | Biological Products, (No Disgnostic Substances) (2836) | 953540776 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199306 | Anna Richo | One Amgen Center Drive Thousand Oaks CA 91320-1799 | Svp & Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-27 | 6,484 | $71.88 | 43,351 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 1,391 | $71.88 | 44,742 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-27 | 7,875 | $0.00 | 36,867 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 7,875 | $0.00 | 18,131 | No | 5 | G | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
Common Stock | Disposition | 2012-07-27 | 7,875 | $81.81 | 10,256 | No | 4 | S | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
No | 4 | S | Indirect | The Nicholas A. Moore and Anna S. Richo Family Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Nqso (Right to Buy) | Disposition | 2012-07-27 | 6,484 | $0.00 | 6,484 | $71.88 |
Common Stock | Iso (Right to Buy) | Disposition | 2012-07-27 | 1,391 | $0.00 | 1,391 | $71.88 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-04-03 | 2013-04-03 | No | 4 | M | Direct |
0 | 2010-04-03 | 2013-04-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,342 | Indirect | 401(k) Plan |
Footnotes
- These shares are being transferred to the reporting person's Family Trust.
- These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
- These shares include 1,675 shares of common stock acquired under the Company's Employee Stock Purchase Plan.
- These shares include 17 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
- The price reported is an average price. The prices ranged from $81.80 to $81.82 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
- These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.