Filing Details
- Accession Number:
- 0001231977-12-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-31 17:17:57
- Reporting Period:
- 2012-07-27
- Filing Date:
- 2012-07-31
- Accepted Time:
- 2012-07-31 17:17:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 899866 | Alexion Pharmaceuticals Inc | ALXN | Pharmaceutical Preparations (2834) | 133648318 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1231945 | H I Thomas Dubin | C/O Alexion Pharmaceuticals Inc 352 Knotter Drive Cheshire CT 06410 | Svp & Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-07-27 | 82,671 | $17.98 | 183,252 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-07-27 | 56,250 | $22.90 | 239,502 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-07-27 | 28,124 | $42.66 | 267,626 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-07-27 | 4,000 | $78.88 | 271,626 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 6,268 | $105.76 | 265,358 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 16,642 | $106.35 | 248,716 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 51,303 | $107.57 | 197,413 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 68,632 | $108.56 | 128,781 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 28,200 | $109.28 | 100,581 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-27 | 668 | $106.14 | 99,913 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-07-31 | 680 | $104.94 | 99,233 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2012-07-27 | 82,671 | $0.00 | 82,671 | $17.98 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2012-07-27 | 56,250 | $0.00 | 56,250 | $22.90 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2012-07-27 | 28,124 | $0.00 | 28,124 | $42.66 |
| Common Stock, Par Value $.0001 Per Share | Option to Purchase Common Stock | Disposition | 2012-07-27 | 4,000 | $0.00 | 4,000 | $78.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,751 | 2009-04-26 | 2019-01-26 | No | 4 | M | Direct |
| 43,750 | 2010-04-28 | 2020-01-28 | No | 4 | M | Direct |
| 61,876 | 2011-05-02 | 2021-02-02 | No | 4 | M | Direct |
| 60,000 | 2012-05-03 | 2022-02-03 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $105.00 - $105.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $106.00 - $106.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $107.00 - $107.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $108.00 - $108.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- This transaction was executed in multiple trades through a broker-dealer at prices ranging from $109.00 - $109.99. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.
- These sales were made to cover withholding taxes immediately following the vesting of previously granted Restricted Stock.
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