Filing Details
- Accession Number:
- 0001293595-12-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-30 20:26:08
- Reporting Period:
- 2012-07-26
- Filing Date:
- 2012-07-30
- Accepted Time:
- 2012-07-30 20:26:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1097149 | Align Technology Inc | ALGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 943267295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1293595 | S Warren Thaler | C/O Align Technology, Inc. 2560 Orchard Parkway San Jose CA 95131 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-26 | 10,000 | $12.89 | 70,450 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-07-26 | 10,000 | $16.01 | 80,450 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-26 | 8,000 | $34.81 | 72,450 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Right to Buy (Common Stock) | Disposition | 2012-07-26 | 10,000 | $0.00 | 10,000 | $12.89 |
| Common Stock | Right to Buy (Common Stock) | Disposition | 2012-07-26 | 10,000 | $0.00 | 10,000 | $16.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-15 | 2015-05-15 | No | 4 | M | Direct |
| 0 | 2011-05-20 | 2017-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 106,304 | Indirect | By Trust |
Footnotes
- Represents shares held by the Thaler Family Trust for which the spouse of the reporting person is the trustee
Billionaire Hedge Funds
