Filing Details
- Accession Number:
- 0001230245-12-000150
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-30 17:18:07
- Reporting Period:
- 2012-07-26
- Filing Date:
- 2012-07-30
- Accepted Time:
- 2012-07-30 17:18:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485539 | M Brien O'brien | Two Prudential Plaza, 180 N. Stetson Ave Suite 5500 Chicago IL 60601 | Head Of Asset Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-26 | 20,000 | $20.51 | 262,651 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-07-26 | 433 | $20.47 | 0 | No | 4 | S | Indirect | PJC Retirement Plan |
| Common Stock | Disposition | 2012-07-27 | 10,000 | $21.24 | 252,651 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | PJC Retirement Plan |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 32,548 | Indirect | Through trust for benefit of spouse |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.40 to $20.61 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
- Reporting person received a total of 433 shares in February 2011 and 2012 from the Issuer's annual matching contributions to the reporting person's account in the PJC Retirement Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.04 to $21.44 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.
Billionaire Hedge Funds
