Filing Details

Accession Number:
0001127602-12-023149
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-30 16:59:51
Reporting Period:
2012-07-27
Filing Date:
2012-07-30
Accepted Time:
2012-07-30 16:59:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1229026 R Dennis Rilinger 1010 Grand Blvd.
Kansas City MO 64106
Evp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-27 5,114 $37.73 26,657 No 4 M Direct
Common Stock Acquisiton 2012-07-27 2,912 $41.37 29,569 No 4 M Direct
Common Stock Acquisiton 2012-07-27 3,766 $34.84 33,335 No 4 M Direct
Common Stock Acquisiton 2012-07-27 5,423 $38.84 38,758 No 4 M Direct
Common Stock Disposition 2012-07-27 7,695 $49.25 31,063 No 4 F Direct
Common Stock Disposition 2012-07-27 200 $49.19 30,863 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $49.20 30,363 No 4 S Direct
Common Stock Disposition 2012-07-27 412 $49.22 29,951 No 4 S Direct
Common Stock Disposition 2012-07-27 300 $49.23 29,651 No 4 S Direct
Common Stock Disposition 2012-07-27 1,500 $49.25 28,151 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $49.26 27,651 No 4 S Direct
Common Stock Disposition 2012-07-27 88 $49.28 27,563 No 4 S Direct
Common Stock Disposition 2012-07-27 526 $49.30 27,037 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $49.31 26,537 No 4 S Direct
Common Stock Disposition 2012-07-27 1,000 $49.32 25,537 No 4 S Direct
Common Stock Disposition 2012-07-27 1,000 $49.33 24,537 No 4 S Direct
Common Stock Disposition 2012-07-27 400 $49.34 24,137 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $49.34 24,037 No 4 S Direct
Common Stock Disposition 2012-07-27 1,000 $49.37 23,037 No 4 S Direct
Common Stock Disposition 2012-07-30 200 $48.95 22,837 No 4 S Direct
Common Stock Disposition 2012-07-30 400 $48.92 22,437 No 4 S Direct
Common Stock Disposition 2012-07-30 100 $48.89 22,337 No 4 S Direct
Common Stock Disposition 2012-07-30 100 $48.87 22,237 No 4 S Direct
Common Stock Disposition 2012-07-30 694 $48.87 21,543 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 5,114 $0.00 5,114 $37.73
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 2,912 $0.00 2,912 $41.37
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 3,766 $0.00 3,766 $34.84
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 5,423 $0.00 5,423 $38.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,705 2011-01-01 2018-01-01 No 4 M Direct
2,912 2012-01-01 2019-01-01 No 4 M Direct
0 2009-01-01 2016-01-01 No 4 M Direct
0 2010-01-01 2017-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,066 Indirect By Esop
Common Stock 4,484 Indirect By Ira
Footnotes
  1. Includes shares acquired from dividend reinvestment
  2. Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
  3. Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
  4. Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
  5. Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
  6. Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.