Filing Details
- Accession Number:
- 0001127602-12-023149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-30 16:59:51
- Reporting Period:
- 2012-07-27
- Filing Date:
- 2012-07-30
- Accepted Time:
- 2012-07-30 16:59:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229026 | R Dennis Rilinger | 1010 Grand Blvd. Kansas City MO 64106 | Evp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-27 | 5,114 | $37.73 | 26,657 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 2,912 | $41.37 | 29,569 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 3,766 | $34.84 | 33,335 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 5,423 | $38.84 | 38,758 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-27 | 7,695 | $49.25 | 31,063 | No | 4 | F | Direct | |
Common Stock | Disposition | 2012-07-27 | 200 | $49.19 | 30,863 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $49.20 | 30,363 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 412 | $49.22 | 29,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 300 | $49.23 | 29,651 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 1,500 | $49.25 | 28,151 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $49.26 | 27,651 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 88 | $49.28 | 27,563 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 526 | $49.30 | 27,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $49.31 | 26,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 1,000 | $49.32 | 25,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 1,000 | $49.33 | 24,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 400 | $49.34 | 24,137 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $49.34 | 24,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 1,000 | $49.37 | 23,037 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-30 | 200 | $48.95 | 22,837 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-30 | 400 | $48.92 | 22,437 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-30 | 100 | $48.89 | 22,337 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-30 | 100 | $48.87 | 22,237 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-30 | 694 | $48.87 | 21,543 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 5,114 | $0.00 | 5,114 | $37.73 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 2,912 | $0.00 | 2,912 | $41.37 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 3,766 | $0.00 | 3,766 | $34.84 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 5,423 | $0.00 | 5,423 | $38.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,705 | 2011-01-01 | 2018-01-01 | No | 4 | M | Direct |
2,912 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
0 | 2010-01-01 | 2017-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,066 | Indirect | By Esop |
Common Stock | 4,484 | Indirect | By Ira |
Footnotes
- Includes shares acquired from dividend reinvestment
- Reflects ESOP allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
- Options will vest 50% on 1/1/2011; 75% on 1/1/2012; and 100% on 1/1/2013
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
- Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.