Filing Details

Accession Number:
0001127602-12-023105
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-30 14:32:26
Reporting Period:
2012-07-27
Filing Date:
2012-07-30
Accepted Time:
2012-07-30 14:32:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101382 Umb Financial Corp UMBF National Commercial Banks (6021) 430903811
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397703 G Lawrence Smith 1010 Grand Blvd
Kansas City MO 64106
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-27 898 $27.06 7,723 No 4 M Direct
Common Stock Acquisiton 2012-07-27 2,954 $34.84 10,677 No 4 M Direct
Common Stock Acquisiton 2012-07-27 4,298 $38.84 14,975 No 4 M Direct
Common Stock Disposition 2012-07-27 500 $48.50 14,475 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.51 13,975 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.54 13,475 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.58 12,975 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.61 12,475 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.63 11,975 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.65 11,475 No 4 S Direct
Common Stock Disposition 2012-07-27 179 $48.69 11,296 No 4 S Direct
Common Stock Disposition 2012-07-27 500 $48.72 10,796 No 4 S Direct
Common Stock Disposition 2012-07-27 600 $48.73 10,196 No 4 S Direct
Common Stock Disposition 2012-07-27 400 $48.74 9,796 No 4 S Direct
Common Stock Disposition 2012-07-27 800 $48.75 8,996 No 4 S Direct
Common Stock Disposition 2012-07-27 300 $48.76 8,696 No 4 S Direct
Common Stock Disposition 2012-07-27 1,070 $48.78 7,626 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $48.97 7,526 No 4 S Direct
Common Stock Disposition 2012-07-27 101 $49.05 7,425 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $49.10 7,325 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $49.11 7,225 No 4 S Direct
Common Stock Disposition 2012-07-27 200 $49.14 7,025 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $49.16 6,925 No 4 S Direct
Common Stock Disposition 2012-07-27 100 $49.25 6,825 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 898 $0.00 898 $27.06
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 2,954 $0.00 2,954 $34.84
Common Stock Stock Option (Right to Buy) Disposition 2012-07-27 4,298 $0.00 4,298 $38.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2008-03-20 2015-03-20 No 4 M Direct
0 2009-01-01 2016-01-01 No 4 M Direct
0 2010-01-01 2017-01-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 720 Indirect By 401(k)
Common Stock 138 Indirect by ESOP
Footnotes
  1. Includes shares acquired through dividend reinvestment of restricted stock shares
  2. Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
  3. Reflects ESOP allocations and dispositions that have occured
  4. Options vest 50% on 3/20/08; 75% on 3/21/09; and 100% on 3/21/10
  5. Options vest 50% on 1/1/2009; 75% on 1/1/2010; and 100% on 1/1/2011
  6. Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.