Filing Details
- Accession Number:
- 0001127602-12-023105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-30 14:32:26
- Reporting Period:
- 2012-07-27
- Filing Date:
- 2012-07-30
- Accepted Time:
- 2012-07-30 14:32:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-27 | 898 | $27.06 | 7,723 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 2,954 | $34.84 | 10,677 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-07-27 | 4,298 | $38.84 | 14,975 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.50 | 14,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.51 | 13,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.54 | 13,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.58 | 12,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.61 | 12,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.63 | 11,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.65 | 11,475 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 179 | $48.69 | 11,296 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 500 | $48.72 | 10,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 600 | $48.73 | 10,196 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 400 | $48.74 | 9,796 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 800 | $48.75 | 8,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 300 | $48.76 | 8,696 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 1,070 | $48.78 | 7,626 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $48.97 | 7,526 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 101 | $49.05 | 7,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $49.10 | 7,325 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $49.11 | 7,225 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 200 | $49.14 | 7,025 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $49.16 | 6,925 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-07-27 | 100 | $49.25 | 6,825 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
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Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 898 | $0.00 | 898 | $27.06 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 2,954 | $0.00 | 2,954 | $34.84 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-07-27 | 4,298 | $0.00 | 4,298 | $38.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-03-20 | 2015-03-20 | No | 4 | M | Direct |
0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
0 | 2010-01-01 | 2017-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 720 | Indirect | By 401(k) |
Common Stock | 138 | Indirect | by ESOP |
Footnotes
- Includes shares acquired through dividend reinvestment of restricted stock shares
- Participant acquired shares of UMB Financial Corporation through contributions to the UMB Financial 401(k) Plan
- Reflects ESOP allocations and dispositions that have occured
- Options vest 50% on 3/20/08; 75% on 3/21/09; and 100% on 3/21/10
- Options vest 50% on 1/1/2009; 75% on 1/1/2010; and 100% on 1/1/2011
- Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.