Filing Details
- Accession Number:
- 0001209191-12-039476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-30 14:29:37
- Reporting Period:
- 2012-07-26
- Filing Date:
- 2012-07-30
- Accepted Time:
- 2012-07-30 14:29:37
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301744 | L Rick Klingensmith | Two N. Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-26 | 14,680 | $22.59 | 49,021 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-26 | 34,680 | $28.80 | 14,341 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-07-26 | 14,680 | $0.00 | 14,680 | $22.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
333,160 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 79 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan |
Footnotes
- This Form 4 report reflects the exercise of 14,680 stock options and sale of underlying shares and the sale of 20,000 previously vested restricted stock units pursuant to a 10b5-1 plan dated June 21, 2012.
- Represents the weighted average sales price for price increments ranging from $28.74 to $28.86
- The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- Total includes the reinvestment of dividends.
- Represents the excercise of the remaining 14,680 options of a total grant of 22,020 options that vested in three equal installments on January 22, 2005, January 22, 2006 and January 22, 2007.