Filing Details

Accession Number:
0001207220-12-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-27 15:18:25
Reporting Period:
2012-07-25
Filing Date:
2012-07-27
Accepted Time:
2012-07-27 15:18:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
776901 Independent Bank Corp INDB State Commercial Banks (6022) 042870273
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207220 H Edward Seksay 288 Union Street
Rockland MA 02370
General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-07-25 7,166 $29.00 6,546 No 4 S Direct
Common Stock Acquisiton 2012-07-25 4,617 $23.47 11,163 No 4 M Direct
Common Stock Acquisiton 2012-07-25 2,549 $23.47 13,712 No 4 M Direct
Common Stock Acquisiton 2012-07-26 1,559 $23.47 15,271 No 4 M Direct
Common Stock Disposition 2012-07-26 1,559 $29.57 13,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock ISO - Stock Option (Right to Buy) Disposition 2012-07-25 4,617 $23.47 4,617 $23.47
Common Stock NQ - Stock Option (Right to Buy) Disposition 2012-07-25 2,549 $23.47 2,549 $23.47
Common Stock NQ - Stock Option (Right to Buy) Disposition 2012-07-26 1,559 $23.47 1,559 $23.47
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2005-01-02 2012-12-19 No 4 M Direct
1,559 2003-06-20 2012-12-19 No 4 M Direct
0 2003-06-20 2012-12-19 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock NQ - Stock Option (Right to Buy) $23.47 2003-06-20 2012-12-19 4,108 4,108 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-12-19 4,108 4,108 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $29.12, inclusive. The reporting person undertakes to provide to the issuer, and security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.37 to $29.67, inclusive. The reporting person undertakes to provide to the issuer, and security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth this footnote.
  3. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 2,909 shares became exercisable on 6/20/03, 2,908 shares became exercisable on 1/2/04, and the remaining 2,908 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.
  4. Granted under the Independent Bank Corp. 1997 Employee Stock Option Plan (1997 Plan). 2,909 shares became exercisable on 6/20/03, 2,908 shares became exercisable on 1/2/04, and the remaining 2,908 shares became exercisable on 1/2/05, subject to the earlier termination of employment or acceleration of vesting schedule under certain termination of employee circumstances.