Filing Details
- Accession Number:
- 0001209191-12-039313
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-07-27 14:26:38
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-27
- Accepted Time:
- 2012-07-27 14:26:38
- Original Submission Date:
- 2012-07-26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544116 | Durata Therapeutics Inc. | DRTX | Pharmaceutical Preparations (2834) | 871247903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1419148 | Canaan Viii Lp | C/O Canaan Partners, 285 Riverside Avenue, Suite 250 Westport CT 06880 | Yes | No | Yes | No | |
1552200 | Canaan Partners Viii Llc | C/O Canaan Partners, 285 Riverside Avenue, Suite 250 Westport CT 06880 | Yes | No | Yes | No | |
1555070 | Canaan Management, Inc. | C/O Canaan Partners, 285 Riverside Avenue, Suite 250 Westport CT 06880 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 1,346,475 | $0.00 | 1,346,475 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2012-07-24 | 555,555 | $9.00 | 1,902,030 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-07-24 | 10,771,804 | $0.00 | 1,346,475 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-02-28 | 6,250 | $0.00 | 6,250 | $2.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
6,250 | 2022-02-27 | No | 4 | A | Indirect |
Footnotes
- The Series A Preferred Stock has no expiration date and each share of Series A Preferred Stock converted automatically into 0.125 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration.
- Shares held directly by Canaan VIII L.P ("Canaan L.P."). Canaan Partners VIII LLC ("Canaan LLC"), the general partner of Canaan L.P., may be deemed to share voting, investment and dispositive power with respect to shares held by Canaan L.P., but disclaims beneficial ownership of the securities held by Canaan L.P. except to the extent of any pecuniary interest therein.
- Mr. Brenton K. Ahrens, a member and manager of Canaan LLC and a vice-president of Canaan Management, Inc. ("Canaan Management", and together with Canaan L.P. and Canaan LLC, the "Canaan Entities"), serves as the representative of the Canaan Entities on the Issuer's board of directors.
- This option was granted on February 28, 2012 to Mr. Ahrens with respect to 6,250 shares of common stock, vesting in 36 substantially equal monthly installments over a three year period, the first installment of which vested on March 28, 2012.
- Mr. Ahrens, pursuant to arrangements with Canaan LLC and Canaan Management, is contractually obligated to remit the value of any remuneration received for service as a director. Each of the Canaan Entities disclaims beneficial ownership in the stock options held by Mr. Ahrens, except to the extent, if any, of its pecuniary interest therein.