Filing Details
- Accession Number:
- 0001209191-12-039288
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-27 13:46:18
- Reporting Period:
- 2012-07-25
- Filing Date:
- 2012-07-27
- Accepted Time:
- 2012-07-27 13:46:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1090061 | Omnova Solutions Inc | OMN | Fabricated Rubber Products, Nec (3060) | 341897652 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232567 | E Michael Hicks | 175 Ghent Road Fairlawn OH 44333-3300 | Sr Vp Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-25 | 10,000 | $4.15 | 199,956 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-25 | 10,000 | $7.30 | 189,956 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-26 | 12,230 | $4.15 | 202,186 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-26 | 12,230 | $7.31 | 189,956 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-07-25 | 10,000 | $0.00 | 10,000 | $4.15 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-07-26 | 12,230 | $0.00 | 12,230 | $4.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 34,405 | 2003-06-11 | 2012-12-12 | No | 4 | M | Direct |
| 22,175 | 2003-06-11 | 2012-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,622 | Indirect | Plan Trust |
Footnotes
- These shares represent shares acquired uopn the exercise of options granted under the OMNOVA Solutions Inc Amended and Restated 1999 Equity and Performance Incentive Plan on December 12,2002. The options became exercisable in 25% increments on 6/11/03; 12/12/03; 12/12/04 and 12/12/05 and are due to expire later this year on 12/12/12.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $7.30 to $7.39, inclusive. The reporting person undertakes to provide OMNOVA Solutions, any shareholders of OMNOVA Solutions or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held in the OMNOVA Solutions Retirement Savings Plan as of 7/25/2012 per the Plan Administrator's Records.
Billionaire Hedge Funds
