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Filing Details

Accession Number:: 0000054480-12-000110
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-07-27 11:42:38
Reporting Period:: 2012-07-26

Filing Date:: 2012-07-27
Accepted Time:: 2012-07-27 11:42:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512280	R David Ebbrecht	Kansas City Southern Po Box 219335 Kansas City MO 64121	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-07-26	1,660	$52.62	28,350	No	4	M	Direct
Common Stock	Disposition	2012-07-26	1,660	$72.35	26,690	No	4	S	Direct
Common Stock	Disposition	2012-07-26	3,707	$72.21	22,983	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-07-26	1,660	$0.00	1,660	$52.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,320		2021-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	11	Indirect	By 401(k) & Profit Sharing Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2010-11-19	2020-02-29	1,267	1,267	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2010-12-08	2020-02-29	1,267	1,267	Direct
Common Stock	Employee Stock Option (Right to Buy)	$35.41	2011-01-07	2020-02-29	1,266	1,266	Direct
Common Stock	Employee Stock Option (Right to Buy)	$66.99		2022-02-21	3,362	3,362	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2020-02-29	1,267	1,267	Direct
2020-02-29	1,267	1,267	Direct
2020-02-29	1,266	1,266	Direct
2022-02-21	3,362	3,362	Direct

Footnotes

2,541 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.341 to $72.393, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.20 to $72.233, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount of shares was reduced by 0.039 shares since the date of the reporting person's last ownership report due to an administrative fee that was charged to the account.
Options exercised in rule 16b-3 exempt transaction.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.