Filing Details
- Accession Number:
- 0001209191-12-039207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-26 19:42:31
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-26
- Accepted Time:
- 2012-07-26 19:42:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544116 | Durata Therapeutics Inc. | DRTX | Pharmaceutical Preparations (2834) | 871247903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1322927 | Karl Brenton Ahrens | C/O Canaan Partners, 285 Riverside Avenue, Suite 250 Westport CT 06880 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 1,346,475 | $0.00 | 1,346,475 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2012-07-24 | 555,555 | $9.00 | 1,902,030 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-07-24 | 10,771,804 | $0.00 | 1,346,475 | $0.00 |
Common Stock | Stock Option (right to buy) | Acquisiton | 2012-02-28 | 6,250 | $0.00 | 6,250 | $2.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
6,250 | 2022-02-27 | No | 4 | A | Direct |
Footnotes
- The Series A Preferred Stock has no expiration date and each share of Series A Preferred Stock converted automatically into 0.125 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration.
- These shares are held directly by Canaan VIII L.P. Mr. Ahrens disclaims beneficial ownership of the shares owned by Canaan VIII L.P., and this report shall not be deemed an admission that such reporting person is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in the shares by virtue of the limited liability company interests he owns in Canaan Partners VIII LLC, the general partner of Canaan VIII L.P.
- This option was granted on February 28, 2012 to Mr. Ahrens with respect to 6,250 shares of common stock, vesting in 36 substantially equal monthly installments over a three year period, the first installment of which vested on March 28, 2012. Mr. Ahrens, pursuant to an agreement with Canaan Management, Inc., is contractually obligated to assign any remuneration received for service as a director to Canaan Management, Inc. Mr. Ahrens disclaims beneficial ownership in the stock options and shares exercisable therefrom, except to the extent of his pecuniary interest, if any, in such stock options and shares exercisable therefrom by virtue of the limited liability company interests he owns in Canaan Partners VIII, LLC.