Filing Details
- Accession Number:
- 0001181431-12-042325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-26 17:50:33
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-26
- Accepted Time:
- 2012-07-26 17:50:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544116 | Durata Therapeutics Inc. | DRTX | Pharmaceutical Preparations (2834) | 871247903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | O. Philippe Chambon | C/O New Leaf Ventures Times Square Tower, 7 Times Square, Ste New York NY 10036 | No | No | Yes | No | |
1231092 | James Niedel | C/O New Leaf Ventures Times Square Tower, 7 Times Square, Ste New York NY 10036 | No | No | Yes | No | |
1253170 | Srinivas Akkaraju | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1340806 | K Vijay Lathi | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1441439 | New Leaf Ventures Ii, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | Yes | No | |
1441563 | Jeani Delagardelle | C/O New Leaf Ventures 2500 Sand Hill Road, Suite 203 Menlo Park CA 94025 | No | No | Yes | No | |
1441857 | New Leaf Venture Management Ii, L.l.c. | C/O New Leaf Ventures Times Square Tower, 7 Times Square, Ste New York NY 10036 | No | No | Yes | No | |
1441858 | New Leaf Venture Associates Ii, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Square, Ste New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 2,244,126 | $0.00 | 2,244,126 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2012-07-24 | 784,313 | $9.00 | 3,028,439 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-07-24 | 17,953,008 | $0.00 | 2,244,126 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- All outstanding shares of Series A Preferred Stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering, for no additional consideration.
- The securities are directly held by New Leaf Ventures II, L.P. ("NLV II") and indirectly held by New Leaf Venture Associates II, L.P. ("NLV Associates II"), the sole general partner of NLV II, New Leaf Venture Management II, L.L.C. ("NLV Management II"), the sole general partner of NLV Associates II, and the individual managers of NLV Management II (NLV Associates II, NLV Management II and the individual managers of NLV Management II each, an "Indirect Reporting Person"). The individual managers of NLV Management II filing jointly with NLV II, NLV Associates II and NLV Management II are Philippe O. Chambon, James Niedel, Vijay Lathi, Jeani Delagardelle and Srinivas Akkaraju. Each Indirect Reporting Person disclaims beneficial ownership of such portion of the NLV II shares in which such Indirect Reporting Person has no actual pecuniary interest therein.