Filing Details
- Accession Number:
- 0001179110-12-011799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 20:25:33
- Reporting Period:
- 2012-07-25
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 20:25:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026496 | W Jon Bayless | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1033501 | M Stephen Dow | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1033560 | H Charles Phipps | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1033563 | V John Jaggers | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1066600 | R Alan Schuele | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1189256 | L Stephen Domenik | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | No | No | Yes | No | |
1189257 | R Jackie Kimzey | Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas, TX 75240 | No | No | Yes | No | |
1205951 | G Nicholas Sturiale | C/O Sevin Rosen Funds 13455 Noel Road, Suite 1670 Dallas TX 75240 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-07-25 | 1,945,363 | $27.26 | 14,486,269 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
Footnotes
- Following the reported transaction, 14,167,542 shares are held directly by Sevin Rosen Fund VIII L.P. ("SRF VIII"), 289,117 shares held directly by Sevin Rosen VIII Affiliates Fund L.P. ("SRVIII AFF"), and 29,610 shares held directly by Sevin Rosen Bayless Management Company ("SRBMC").
- Nicholas G. Sturiale ("Sturiale"), Jon W. Bayless ("Bayless"), Stephen M. Dow ("Dow"), Stephen L. Domenik ("Domenik"), John V. Jaggers ("Jaggers"), Jackie R. Kimzey ("Kimzey"), Charles H. Phipps ("Phipps") and Alan R. Schuele ("Schuele") are general partners of SRB Associates VIII L.P. ("SRB"), the general partner of SRFVIII and SRVIII AFF, and disclaim beneficial ownership of the shares held by SRFVIII and SRVIII AFF, except to the extent of their pecuniary interest in such shares. Sturiale, Bayless, Dow, Domenik, Jaggers, Kimzey, Phipps and Schuele are officers and directors of SRBMC and disclaim beneficial ownership of the shares held directly by SRBMC, in which they have no pecuniary interest. On July 1, 2012, Sturiale became a general partner of SRB and holds shared voting and investment powers with the other general partners, relative to the shares held of record by SRFVIII and SRVIII AFF.