Filing Details

Accession Number:
0001534158-12-000154
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-25 17:25:07
Reporting Period:
2012-06-14
Filing Date:
2012-07-25
Accepted Time:
2012-07-25 17:25:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210444 Douglas J Campbell Polyone Center
33587 Walker Road
Avon Lake OH 44012
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-14 68,150 $12.82 68,150 No 4 P Indirect By Grat
Common Stock Acquisiton 2012-06-20 2,900 $12.97 71,050 No 4 P Indirect By Grat
Common Stock Acquisiton 2012-06-21 10,100 $13.23 81,150 No 4 P Indirect By Grat
Common Stock Acquisiton 2012-07-06 462 $14.46 137,784 No 4 A Indirect Deferred Comp Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Grat
No 4 P Indirect By Grat
No 4 P Indirect By Grat
No 4 A Indirect Deferred Comp Plan
Footnotes
  1. On June 14, 2012, a grantor retained annuity trust ("GRAT") for the benefit of the Reporting Person, and for which the Reporting Person was the settlor and is the trustee, purchased 68,150 shares of Issuer common stock. On June 20, 2012, the GRAT purchased an additional 2,900 shares of Issuer common stock, and on June 21, 2012, the GRAT purchased an additional 10,100 shares of Issuer common stock. The Reporting Person conducted these purchases in connection with tax planning activities, but was unaware that these purchases were matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of Issuer common stock on June 8, 2012 to the extent of 81,150 shares. The Reporting Person has agreed to pay to the Issuer $55,796.06, less transaction costs, representing the full amount of the "short-swing" profit realized by the Reporting Person in connection with these transactions.
  2. Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.