Filing Details
- Accession Number:
- 0001534158-12-000154
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 17:25:07
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 17:25:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1210444 | Douglas J Campbell | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-14 | 68,150 | $12.82 | 68,150 | No | 4 | P | Indirect | By Grat |
Common Stock | Acquisiton | 2012-06-20 | 2,900 | $12.97 | 71,050 | No | 4 | P | Indirect | By Grat |
Common Stock | Acquisiton | 2012-06-21 | 10,100 | $13.23 | 81,150 | No | 4 | P | Indirect | By Grat |
Common Stock | Acquisiton | 2012-07-06 | 462 | $14.46 | 137,784 | No | 4 | A | Indirect | Deferred Comp Plan |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Grat |
No | 4 | P | Indirect | By Grat |
No | 4 | P | Indirect | By Grat |
No | 4 | A | Indirect | Deferred Comp Plan |
Footnotes
- On June 14, 2012, a grantor retained annuity trust ("GRAT") for the benefit of the Reporting Person, and for which the Reporting Person was the settlor and is the trustee, purchased 68,150 shares of Issuer common stock. On June 20, 2012, the GRAT purchased an additional 2,900 shares of Issuer common stock, and on June 21, 2012, the GRAT purchased an additional 10,100 shares of Issuer common stock. The Reporting Person conducted these purchases in connection with tax planning activities, but was unaware that these purchases were matchable under Section 16(b) of the Securities Exchange Act of 1934 with the Reporting Person's sale of Issuer common stock on June 8, 2012 to the extent of 81,150 shares. The Reporting Person has agreed to pay to the Issuer $55,796.06, less transaction costs, representing the full amount of the "short-swing" profit realized by the Reporting Person in connection with these transactions.
- Shares acquired pursuant to a dividend reinvestment feature of the PolyOne Corporation Deferred Compensation Plan for Non-Employee Directors.