Filing Details

Accession Number:
0000950142-12-001608
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-25 17:08:52
Reporting Period:
2012-07-24
Filing Date:
2012-07-25
Accepted Time:
2012-07-25 17:08:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1544116 Durata Therapeutics Inc. DRTX Pharmaceutical Preparations (2834) 871247903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1172252 N Andrew Schiff 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1250195 Steve Elms 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1297291 J Dennis Purcell 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1444717 Aisling Capital Iii Lp 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1532634 Aisling Capital Partners Iii Lp 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
1532635 Aisling Capital Partners Iii Llc 888 Seventh Avenue, 30Th Fl
New York NY 10106
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-24 2,019,713 $0.00 2,019,713 No 4 C Indirect By Aisling Capital III, LP
Common Stock Acquisiton 2012-07-24 1,111,111 $9.00 3,130,824 No 4 P Indirect By Aisling Capital III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Aisling Capital III, LP
No 4 P Indirect By Aisling Capital III, LP
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2012-07-24 16,157,707 $0.00 2,019,713 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. On July 24, 2012, Aisling Capital III, LP ("Aisling") acquired 2,019,713 shares of common stock issued upon the conversion of 16,157,707 shares of Series A Preferred Stock at the closing of Durata Therapeutics, Inc.'s initial public offering of common stock ("IPO") for no additional cost.
  2. These shares of common stock are owned directly by Aisling, and held indirectly by Aisling Capital Partners III, LP ("Aisling GP") , as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling.
  3. On July 24, 2012, Aisling acquired 1,111,111 shares of common stock in the IPO.
  4. Series A preferred stock was convertible into common stock at the option of the holder or upon the completion of the IPO and had no expiration date.
  5. Series A preferred stock was owned directly by Aisling, and held indirectly by Aisling GP, as general partner of Aisling, Aisling Partners, as general partner of Aisling GP, and each of the Managers. After the conversion of Series A preferred stock reported hereby, Aisling, Aisling GP, Aisling Partners and each of the Managers no longer hold any shares of Series A preferred stock.