Filing Details
- Accession Number:
- 0000950142-12-001608
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 17:08:52
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 17:08:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544116 | Durata Therapeutics Inc. | DRTX | Pharmaceutical Preparations (2834) | 871247903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172252 | N Andrew Schiff | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1250195 | Steve Elms | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1297291 | J Dennis Purcell | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1444717 | Aisling Capital Iii Lp | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532634 | Aisling Capital Partners Iii Lp | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No | |
1532635 | Aisling Capital Partners Iii Llc | 888 Seventh Avenue, 30Th Fl New York NY 10106 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 2,019,713 | $0.00 | 2,019,713 | No | 4 | C | Indirect | By Aisling Capital III, LP |
Common Stock | Acquisiton | 2012-07-24 | 1,111,111 | $9.00 | 3,130,824 | No | 4 | P | Indirect | By Aisling Capital III, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Aisling Capital III, LP |
No | 4 | P | Indirect | By Aisling Capital III, LP |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-07-24 | 16,157,707 | $0.00 | 2,019,713 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- On July 24, 2012, Aisling Capital III, LP ("Aisling") acquired 2,019,713 shares of common stock issued upon the conversion of 16,157,707 shares of Series A Preferred Stock at the closing of Durata Therapeutics, Inc.'s initial public offering of common stock ("IPO") for no additional cost.
- These shares of common stock are owned directly by Aisling, and held indirectly by Aisling Capital Partners III, LP ("Aisling GP") , as general partner of Aisling, Aisling Capital Partners III LLC ("Aisling Partners"), as general partner of Aisling GP, and each of the individual managing members of Aisling partners. The individual managing members (collectively, the "Managers") of Aisling Partners are Dennis Purcell, Dr. Andrew Schiff and Steve Elms. Aisling GP, Aisling Partners and the Managers share voting and dispositive power over the shares directly held by Aisling.
- On July 24, 2012, Aisling acquired 1,111,111 shares of common stock in the IPO.
- Series A preferred stock was convertible into common stock at the option of the holder or upon the completion of the IPO and had no expiration date.
- Series A preferred stock was owned directly by Aisling, and held indirectly by Aisling GP, as general partner of Aisling, Aisling Partners, as general partner of Aisling GP, and each of the Managers. After the conversion of Series A preferred stock reported hereby, Aisling, Aisling GP, Aisling Partners and each of the Managers no longer hold any shares of Series A preferred stock.