Filing Details
- Accession Number:
- 0001209191-12-039042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 16:33:40
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 16:33:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177609 | Five Below Inc | FIVE | Retail-Variety Stores (5331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1474396 | Partnership Limited Gp Vi Gpe | C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 27,061,044 | $0.00 | 27,061,044 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2012-07-24 | 3,412,423 | $15.81 | 23,648,621 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A 8% Convertible Preferred Stock | Disposition | 2012-07-24 | 78,211,111 | $0.00 | 27,061,044 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | D | Indirect |
Footnotes
- The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
- These securities are indirectly beneficially owned in the following capacities: as General Partner of Advent International GPE VI Limited Partnership, Advent International GPE VI-A Limited Partnership, Advent International GPE VI-B Limited Partnership, Advent International GPE VI-F Limited Partnership and Advent International GPE VI-G Limited Partnership. These five GPE VI Funds are shareholders of Advent - Five Below Acquisition Limited Partnership which is the direct owner of these securities.