Filing Details
- Accession Number:
- 0001209191-12-039040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 16:32:08
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 16:32:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1177609 | Five Below Inc | FIVE | Retail-Variety Stores (5331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310177 | J Steven Collins | C/O Advent International Corporation 75 State Street, 29Th Floor Boston MA 02109 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-24 | 9,364 | $0.00 | 9,364 | No | 4 | C | Indirect | See Footnote |
| Common Stock | Disposition | 2012-07-24 | 1,818 | $15.81 | 8,183 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A 8% Convertible Preferred Stock | Disposition | 2012-07-24 | 27,063 | $0.00 | 9,364 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | D | Indirect |
Footnotes
- The Series A 8% Convertible Preferred Stock is convertible into Five Below, Inc. common stock on a 1-for-0.346 basis and has no expiration date.
- These shares are indirectly beneficially owned as a limited partner of Advent Partners GPE VI 2008 Limited Partnership, which in turn is a shareholder of Advent - Five Below Acquisition Limited Partnership, which is the direct owner of these securities.
Billionaire Hedge Funds
