Filing Details
- Accession Number:
- 0001181431-12-042070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-25 15:31:12
- Reporting Period:
- 2012-07-24
- Filing Date:
- 2012-07-25
- Accepted Time:
- 2012-07-25 15:31:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1544116 | Durata Therapeutics Inc. | DRTX | Pharmaceutical Preparations (2834) | 871247903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1362314 | Eric Buatois | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1380734 | P L Vii Partners Venture Sofinnova | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1421501 | Sofinnova Management Vii, L.l.c. | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-24 | 1,683,094 | $0.00 | 1,683,094 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2012-07-24 | 588,236 | $9.00 | 2,271,330 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2012-07-24 | 1,683,094 | $0.00 | 1,683,094 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,250 | Direct |
Footnotes
- All outstanding shares of the Issuer's Series A Preferred Stock, including the 13,464,758 shares held by the Reporting Persons, were automatically converted into Common Stock on a 1-for-0.125 basis upon the closing of the Issuer's initial public offering for no additional consideration.
- Shares are owned directly by Sofinnova Venture Partners VII, L.P. ("SV VII"). Sofinnova Management VII, L.L.C. ("SV VII LLC"), the general partner of SV VII, and James Healy, a director of the Issuer, Michael Powell, and Eric Buatois, the managing members of SV VII LLC, may be deemed to have shared voting and dispositive power over the shares owned by SV VII . Such persons and entities disclaim beneficial ownership over the shares owned by SV VII except to the extent of any pecuniary interest therein.
- The shares were purchased in the Issuer's initial public offering.
- The shares are owned directly by Mr. Healy.