Filing Details
- Accession Number:
- 0001140361-12-033795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-24 16:19:50
- Reporting Period:
- 2012-07-20
- Filing Date:
- 2012-07-24
- Accepted Time:
- 2012-07-24 16:19:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
716006 | Yrc Worldwide Inc. | YRCW | Trucking (No Local) (4213) | 480948788 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178254 | Owl Creek I, L.p. | 640 Fifth Avenue 20Th Floor New York NY 10019 | No | No | Yes | No | |
1178296 | Owl Creek Ii, L.p. | 640 Fifth Avenue 20Th Floor New York NY 10019 | No | No | Yes | No | |
1269751 | A Jeffrey Altman | C/O Owl Creek Asset Management, L.p. 640 Fifth Avenue, 20Th Floor New York NY 10019 | No | No | Yes | No | |
1313756 | Owl Creek Asset Management, L.p. | 640 Fifth Avenue 20Th Floor New York NY 10019 | No | No | Yes | No | |
1531024 | Owl Creek Advisors, Llc | 640 Fifth Avenue, 20Th Floor New York NY 10019 | No | No | Yes | No | |
1531025 | Owl Creek Sri Master Fund, Ltd. | 640 Fifth Avenue, 20Th Floor New York NY 10019 | No | No | Yes | No | |
1531026 | Owl Creek Overseas Master Fund, Ltd. | 640 Fifth Avenue, 20Th Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share (The "Common Stock") | Disposition | 2012-07-20 | 5,300 | $6.39 | 159,167 | No | 4 | S | Indirect | See footnotes |
Common Stock | Disposition | 2012-07-20 | 35,426 | $6.01 | 123,741 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- On December 2, 2011, the Common Stock of the Issuer underwent a reverse stock split at a ratio of 1:300, resulting in the reporting persons' ownership of 164,467 shares of Common Stock immediately preceding the transaction reported on this line.
- The shares of Common Stock to which this relates are held directly by Owl Creek I, L.P., a Delaware limited partnership ("Owl Creek I"), Owl Creek II, L.P., a Delaware limited partnership ("Owl Creek II"), Owl Creek Overseas Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek Overseas"), and Owl Creek SRI Master Fund, Ltd., a Cayman Islands exempted company ("Owl Creek SRI").
- Owl Creek Advisors, LLC ("Owl Creek Advisors") serves as the general partner of, and has the power to direct the affairs of, Owl Creek I and Owl Creek II, and serves as manager of, and has the power to direct the affairs of, Owl Creek Overseas and Owl Creek SRI. Owl Creek Asset Management, L.P. (the "Investment Manager") serves as the investment manager to, and has the power to direct the investment activities of, Owl Creek I, Owl Creek II, Owl Creek Overseas and Owl Creek SRI. Jeffrey A. Altman is the managing member of Owl Creek Advisors and the general partner of the Investment Manager. Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.