Filing Details

Accession Number:
0000091142-12-000060
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-23 13:27:11
Reporting Period:
2012-07-20
Filing Date:
2012-07-23
Accepted Time:
2012-07-23 13:27:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1310176 A Mark Petrarca A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice Pres. - H.r. & P.a No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-20 22,050 $19.00 46,172 No 4 M Direct
Common Stock Disposition 2012-07-20 5,500 $51.00 40,672 No 4 S Direct
Common Stock Disposition 2012-07-20 4,612 $51.01 36,060 No 4 S Direct
Common Stock Disposition 2012-07-20 2,638 $51.02 33,422 No 4 S Direct
Common Stock Disposition 2012-07-20 1,200 $51.03 32,222 No 4 S Direct
Common Stock Disposition 2012-07-20 1,400 $51.04 30,822 No 4 S Direct
Common Stock Disposition 2012-07-20 1,500 $51.05 29,322 No 4 S Direct
Common Stock Disposition 2012-07-20 700 $51.06 28,622 No 4 S Direct
Common Stock Disposition 2012-07-20 800 $51.07 27,822 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.08 27,722 No 4 S Direct
Common Stock Disposition 2012-07-20 300 $51.09 27,422 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.09 27,322 No 4 S Direct
Common Stock Disposition 2012-07-20 200 $51.10 27,122 No 4 S Direct
Common Stock Disposition 2012-07-20 500 $51.11 26,622 No 4 S Direct
Common Stock Disposition 2012-07-20 300 $51.12 26,322 No 4 S Direct
Common Stock Disposition 2012-07-20 500 $51.13 25,822 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.14 25,722 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.15 25,622 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.18 25,522 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.20 25,422 No 4 S Direct
Common Stock Disposition 2012-07-20 300 $51.21 25,122 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.22 25,022 No 4 S Direct
Common Stock Disposition 2012-07-20 200 $51.24 24,822 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.25 24,722 No 4 S Direct
Common Stock Disposition 2012-07-20 100 $51.31 24,622 No 4 S Direct
Common Stock Disposition 2012-07-20 300 $51.32 24,322 No 4 S Direct
Common Stock Disposition 2012-07-20 200 $51.33 24,122 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-07-20 22,050 $0.00 22,050 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,300 2019-02-09 No 4 M Direct
Footnotes
  1. The employee stock options wre granted on 02/09/2009 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2010.