Filing Details
- Accession Number:
- 0001104659-12-050211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-20 19:10:49
- Reporting Period:
- 2012-07-18
- Filing Date:
- 2012-07-20
- Accepted Time:
- 2012-07-20 19:10:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 881524 | Vivus Inc | VVUS | Pharmaceutical Preparations (2834) | 943136179 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251618 | P Guy Marsh | 1172 Castro Street Mountain View CA 94040 | Vp, Operations And General Mgr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-18 | 9,108 | $6.05 | 11,182 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-18 | 9,108 | $30.36 | 2,074 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-18 | 3,444 | $4.23 | 5,518 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-18 | 3,444 | $30.36 | 2,074 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-18 | 23,639 | $4.23 | 25,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-18 | 23,639 | $30.36 | 2,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-07-18 | 3,444 | $0.00 | 3,444 | $4.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-07-18 | 23,639 | $0.00 | 23,639 | $4.23 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-07-18 | 9,108 | $0.00 | 9,108 | $6.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,301 | 2019-01-23 | No | 4 | M | Direct | |
| 3,617 | 2019-01-23 | No | 4 | M | Direct | |
| 0 | 2018-01-25 | No | 4 | M | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2012.
- Twenty-five percent (25%) of the total number of shares became exercisable on 1/23/2010 and one forty-eighth (1/48th) of the total number of shares become exercisable at the end of each full month thereafter until the option is fully vested on 1/23/2013.
- This option is fully vested and immediately exercisable.
Billionaire Hedge Funds
