Filing Details
- Accession Number:
- 0001225208-12-016473
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-19 18:00:37
- Reporting Period:
- 2012-07-17
- Filing Date:
- 2012-07-19
- Accepted Time:
- 2012-07-19 18:00:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | Industrial Organic Chemicals (2860) | 980646235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1500244 | D. Patrick Quarles | Stationsplein 45 3013 Ak Rotterdam P7 | Svp Inter & Derivatives | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2012-07-17 | 45,108 | $13.11 | 148,490 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2012-07-17 | 45,108 | $42.00 | 103,382 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Opt - Stock Option | Disposition | 2012-07-17 | 45,108 | $0.00 | 45,108 | $13.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
135,324 | 2020-04-30 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in February 2012.
- Includes 102,045 restricted stock units granted pursuant to LyondellBasell Industries N.V. long term incentive plan. Award vests in full five years from date of grant of April 30, 2010.
- The exercise of stock options and sale of the shares acquired upon exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in Feburary 2012.
- Vests in three equal installments on the 2nd, 3rd and 4th anniversaries of the date of grant of April 30, 2010.