Filing Details
- Accession Number:
- 0001140361-12-033486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-19 17:22:38
- Reporting Period:
- 2012-07-17
- Filing Date:
- 2012-07-19
- Accepted Time:
- 2012-07-19 17:22:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808450 | Navistar International Corp | NAV | Motor Vehicles & Passenger Car Bodies (3711) | 363359573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
921669 | C Carl Icahn | C/O Icahn Associates Corp. 767 Fifth Ave., Suite 4700 New York NY 10153 | No | No | Yes | No | |
928464 | Partnership Limited River High | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1313666 | Icahn Partners Lp | 445 Hamilton Avenue Suite 1210 White Plains NY 10601 | No | No | Yes | No | |
1322827 | Icahn Partners Master Fund Lp | C/O Walker House 87 Mary Street George Town, Grand Cayman E9 KY1-9001 | No | No | Yes | No | |
1414179 | L.p. Iii Fund Master Partners Icahn | C/O Walker House 87 Mary Street Grand Cayman, Cayman Islands E9 KY1-9001 | No | No | Yes | No | |
1414181 | L.p. Ii Fund Master Partners Icahn | C/O Walker House 87 Mary Street Grand Cayman, Cayman Islands E9 KY1-9001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-17 | 10,640 | $23.01 | 9,276,228 | No | 4 | P | Indirect | please see all footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | please see all footnotes |
Footnotes
- High River Limited Partnership ("High River") directly beneficially owns 1,855,245 Shares, Icahn Partners LP ("Icahn Partners") directly beneficially owns 2,741,030 Shares, Icahn Partners Master Fund LP ("Icahn Master") directly beneficially owns 2,993,986 Shares, Icahn Partners Master Fund II LP ("Icahn Master II") directly beneficially owns 1,169,834 Shares, and Icahn Partners Master Fund III LP ("Icahn Master III") directly beneficially owns 516,133 Shares.
- Barberry Corp. ("Barberry"), is the sole member of Hopper Investments LLC ("Hopper"), which is the general partner of High River. Beckton Corp. ("Beckton") is the sole stockholder of Icahn Enterprises G.P. Inc. ("Icahn Enterprises GP"), which is the general partner of Icahn Enterprises Holdings L.P. ("Icahn Enterprises Holdings"). Icahn Enterprises Holdings is the sole member of IPH GP LLC ("IPH"), which is the general partner of Icahn Capital LP ("Icahn Capital"). Icahn Capital is the general partner of each of Icahn Onshore LP ("Icahn Onshore") and Icahn Offshore LP ("Icahn Offshore"). Icahn Onshore is the general partner of Icahn Partners. Icahn Offshore is the general partner of each of Icahn Master, Icahn Master II and Icahn Master III.
- Each of Barberry and Beckton is 100 percent owned by Carl C. Icahn. As such, Mr. Icahn is in a position indirectly to determine the investment and voting decisions made by each of High River, Icahn Partners, Icahn Master, Icahn Master II and Icahn Master III. Each of Hopper, Barberry and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which High River owns. Each of Hopper, Barberry and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which Icahn Partners owns. Each of Icahn Onshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.
- Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn may be deemed to indirectly beneficially own (as that term is defined in Rule 13d-3 under the Act) the Shares which each of Icahn Master, Icahn Master II and Icahn Master III owns. Each of Icahn Offshore, Icahn Capital, IPH, Icahn Enterprises Holdings, Icahn Enterprises GP, Beckton and Mr. Icahn disclaims beneficial ownership of such Shares except to the extent of their pecuniary interest therein.