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Home > Insider Trading > Filing (0001000045-12-000007)

Filing Details

Accession Number:: 0001000045-12-000007
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-07-19 15:55:21
Reporting Period:: 2012-07-17

Filing Date:: 2012-07-19
Accepted Time:: 2012-07-19 15:55:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1000045	Nicholas Financial Inc	NICK	Short-Term Business Credit Institutions (6153)	593019317

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1265081	Ralph Finkenbrink	2454 Mcmullen Booth Road Bldg C Suite 501B Clearwater FL 33759	Sr. Vp And Cfo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2012-07-17	5,000	$12.95	144,803	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (right to buy)	$8.58		2017-08-31	11,000	11,000	Direct
Common Stock	Stock Option (right to buy)	$5.60		2018-03-19	8,200	8,200	Direct
Common Stock	Stock Option (right to buy)	$5.50		2018-04-01	38,500	38,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-08-31	11,000	11,000	Direct
2018-03-19	8,200	8,200	Direct
2018-04-01	38,500	38,500	Direct

Footnotes

The options vest in five equal annual installments beginning on August 31, 2008.
The options vest in three equal annual installments beginning on March 19, 2009.
The options vest in three equal annual installments beginning on April 1, 2009.