Filing Details

Accession Number:
0000717724-12-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-19 15:19:59
Reporting Period:
2012-07-17
Filing Date:
2012-07-19
Accepted Time:
2012-07-19 15:19:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234435 Armand Correia C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2012-07-17 10,000 $18.70 17,726 No 4 S Direct
Common Disposition 2012-07-18 15,000 $18.72 2,726 No 4 S Direct
Common Acquisiton 2012-07-19 6,000 $5.92 8,726 No 4 M Direct
Common Acquisiton 2012-07-19 1,500 $7.50 10,226 No 4 M Direct
Common Disposition 2012-07-19 10,000 $19.32 226 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option To Buy Disposition 2012-07-19 6,000 $0.00 6,000 $5.92
Common Option to Buy Disposition 2012-07-19 1,500 $0.00 1,500 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2006-10-12 2015-10-12 No 4 M Direct
118,500 2009-09-18 2018-09-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 27,726 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $8.84 2010-09-24 2019-09-24 40,000 40,000 Direct
Common Option To Buy $11.70 2011-09-23 2020-09-23 50,000 50,000 Direct
Common Option To Buy $13.14 2012-09-21 2021-09-21 50,000 50,000 Direct
Common Restricted Stock Units $0.00 20,000 20,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-09-24 40,000 40,000 Direct
2020-09-23 50,000 50,000 Direct
2021-09-21 50,000 50,000 Direct
20,000 20,000 Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $18.70 to $18.74. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. This transaction was executed in multiple trades ranging from $18.65 to $18.80. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  3. This transaction was executed in multiple trades ranging from $19.3005 to $19.35. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  4. Granted under the Company's 2001 Stock Incentive Plan
  5. Granted under the Company's 2010 Stock Incentive Plan.
  6. Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  7. Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  8. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  9. The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.