Filing Details
- Accession Number:
- 0001144204-12-040036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-18 17:24:29
- Reporting Period:
- 2012-07-17
- Filing Date:
- 2012-07-18
- Accepted Time:
- 2012-07-18 17:24:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351903 | Epoch Holding Corp | EPHC | Investment Advice (6282) | 201938886 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1022394 | W William Priest | Epoch Holding Corporation 640 Fifth Avenue New York NY 10019 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-17 | 3,723 | $24.51 | 530,877 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Disposition | 2012-07-18 | 2,116 | $24.50 | 528,761 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,575,284 | Direct | |
| Common Stock | 240,683 | Indirect | By Family Trust |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person's spouse.
- This transaction was executed in multiple trades at prices ranging from $24.50 to $24.55. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $24.50 to $24.54. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
