Filing Details
- Accession Number:
- 0001181431-12-040877
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-17 16:10:51
- Reporting Period:
- 2012-07-13
- Filing Date:
- 2012-07-17
- Accepted Time:
- 2012-07-17 16:10:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
906709 | Nektar Therapeutics | NKTR | Pharmaceutical Preparations (2834) | 943134940 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1227886 | Robert Chess | C/O Nektar Therapeutics 455 Mission Bay Boulevard South San Francisco CA 94158 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-13 | 24,001 | $6.12 | 284,624 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-13 | 24,001 | $8.50 | 260,623 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-07-13 | 24,001 | $0.00 | 24,001 | $6.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-10-31 | 2012-10-30 | No | 4 | M | Direct |
Footnotes
- Stock option exercise and sale executed under an existing trading plan previously adopted by the Reporting Person under Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended. The stock option being exercised expires on October 30, 2012.
- This number includes 4,914 shares held by the reporting person in his account under the issuer's 401(k) plan. The acquisition of these shares under the plan is exempt under Rule 16b-3(c).