Filing Details
- Accession Number:
- 0000820318-12-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-17 12:40:43
- Reporting Period:
- 2012-07-16
- Filing Date:
- 2012-07-17
- Accepted Time:
- 2012-07-17 12:40:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191458 | J Francis Kramer | 10491 Allante Court Gibsonia PA 15044 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-16 | 10,000 | $3.23 | 435,588 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-07-16 | 10,000 | $16.15 | 425,588 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2012-07-16 | 10,000 | $0.00 | 10,000 | $3.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-08-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 160,000 | Indirect | By Spouse |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on May 10, 2012.
- Represents the weighted average of multiple sales transactions ranging in price from $16.03 to $16.3882. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The reporting person disclaims beneficial ownership of shares owned by his spouse.
- The option vested in five equal annual installments beginning on August 9, 2003.