Filing Details

Accession Number:
0000717724-12-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-16 13:14:01
Reporting Period:
2012-07-12
Filing Date:
2012-07-16
Accepted Time:
2012-07-16 12:14:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191900 W Michael Rayden C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Ceo, Tween Brands, Inc. Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2012-07-12 465 $19.48 3,761 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 13,284 Indirect See Footnote 1.
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $10.40 2010-12-09 2019-12-09 160,000 160,000 Direct
Common Option To Buy $11.70 2011-09-23 2020-09-23 160,000 160,000 Direct
Common Option To Buy $13.14 2012-09-21 2021-09-21 160,000 160,000 Direct
Common Restricted Stock Units $0.00 77,970 77,970 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-12-09 160,000 160,000 Direct
2020-09-23 160,000 160,000 Direct
2021-09-21 160,000 160,000 Direct
77,970 77,970 Direct
Footnotes
  1. Shares were sold to pay the taxes due upon the vesting of shares of restricted stock.
  2. Shares held by Diane Nye, Mr. Rayden's wife. Mr. Rayden disclaiims beneficial owership of these shares.
  3. Granted under the Company's 2001 Stock Incentive Plan
  4. Exercisable in four equal installments with the first installment on the date indicated.
  5. Granted under the Company's 2010 Stock Incentive Plan.
  6. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
  7. The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.