Filing Details

Accession Number:
0001358902-12-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-13 16:59:09
Reporting Period:
2012-07-12
Filing Date:
2012-07-13
Accepted Time:
2012-07-13 16:59:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1358902 F Arthur Anton 29500 Solon Road
Solon OH 44139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-07-12 3,000 $14.29 8,785 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,687 Direct
Class A Common Stock 1,880 Direct
Class A Common Stock 3,392 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2010 Stock Option Grant (right to buy) $15.80 2011-12-13 2020-12-13 4,038 4,038 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2012-04-13 2021-04-13 4,463 4,463 Direct
Class A Common 2012 Stock Option Grant (right to buy) $14.74 2013-04-11 2022-04-11 5,412 5,412 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-12-13 4,038 4,038 Direct
2021-04-13 4,463 4,463 Direct
2022-04-11 5,412 5,412 Direct
Footnotes
  1. 2010 Restricted Stock Grant - 33.33% vest on 12/13/2011; 33.33% vest on 12/13/2012; and 33.33% vest on 12/13/2013.
  2. 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 941 restricted shares vested on 4/13/2012 and were moved to street account. See footnote #4.
  3. 2012 Restricted Stock Grant - 33.33% vest on 4/11/2013; 33.33% vest on 4/11/2014; and 33.33% vest on 4/11/2015.
  4. Shares held direct in street account. The price $14.2867 represents a weighed average of purchase prices ranging from $14.25 per share to $14.33 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
  5. 2010 Stock Option Grant - 33.33% exercisable 12/13/2011; 33.33% exercisable 12/13/2012; and 33.33% exercisable 12/13/2013.
  6. 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
  7. 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.