Filing Details
- Accession Number:
- 0001358902-12-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-13 16:59:09
- Reporting Period:
- 2012-07-12
- Filing Date:
- 2012-07-13
- Accepted Time:
- 2012-07-13 16:59:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38067 | Forest City Enterprises Inc | FCEA/FCEB | Operators Of Nonresidential Buildings (6512) | 340863886 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1358902 | F Arthur Anton | 29500 Solon Road Solon OH 44139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2012-07-12 | 3,000 | $14.29 | 8,785 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 1,687 | Direct | |
Class A Common Stock | 1,880 | Direct | |
Class A Common Stock | 3,392 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common | 2010 Stock Option Grant (right to buy) | $15.80 | 2011-12-13 | 2020-12-13 | 4,038 | 4,038 | Direct |
Class A Common | 2011 Stock Option Grant (right to buy) | $17.72 | 2012-04-13 | 2021-04-13 | 4,463 | 4,463 | Direct |
Class A Common | 2012 Stock Option Grant (right to buy) | $14.74 | 2013-04-11 | 2022-04-11 | 5,412 | 5,412 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-12-13 | 4,038 | 4,038 | Direct |
2021-04-13 | 4,463 | 4,463 | Direct |
2022-04-11 | 5,412 | 5,412 | Direct |
Footnotes
- 2010 Restricted Stock Grant - 33.33% vest on 12/13/2011; 33.33% vest on 12/13/2012; and 33.33% vest on 12/13/2013.
- 2011 Restricted Stock Grant - 33.33% vest on 4/13/2012; 33.33% vest on 4/13/2013; and 33.33% vest on 4/13/2014. 941 restricted shares vested on 4/13/2012 and were moved to street account. See footnote #4.
- 2012 Restricted Stock Grant - 33.33% vest on 4/11/2013; 33.33% vest on 4/11/2014; and 33.33% vest on 4/11/2015.
- Shares held direct in street account. The price $14.2867 represents a weighed average of purchase prices ranging from $14.25 per share to $14.33 per share. Full information regarding the number of shares purchased at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- 2010 Stock Option Grant - 33.33% exercisable 12/13/2011; 33.33% exercisable 12/13/2012; and 33.33% exercisable 12/13/2013.
- 2011 Stock Option Grant - 33.33% exercisable 4/13/2012; 33.33% exercisable 4/13/2013; and 33.33% exercisable 4/13/2014.
- 2012 Stock Option Grant - 33.33% exercisable 4/11/2013; 33.33% exercisable 4/11/2014; and 33.33% exercisable 4/11/2015.