Filing Details
- Accession Number:
- 0001305496-12-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-13 14:19:35
- Reporting Period:
- 2012-07-13
- Filing Date:
- 2012-07-13
- Accepted Time:
- 2012-07-13 14:19:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
851169 | Helios Total Return Fund Inc | HTR | () | 132529369 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1305496 | Lyn Michelle Russell-Dowe | C/O Brookfield Investment Management Inc 3 Wfc, 200 Vesey Street New York X1 10281-1010 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-13 | 2,250 | $6.28 | 4,625 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-07-13 | 1,000 | $6.29 | 5,625 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-07-13 | 250 | $6.29 | 5,875 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |