Filing Details

Accession Number:
0001144204-12-039253
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-12 17:58:56
Reporting Period:
2012-07-11
Filing Date:
2012-07-12
Accepted Time:
2012-07-12 17:58:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884504 Thermoenergy Corp TMEN Hazardous Waste Management (4955) 710699511
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1391795 David Gelbaum 1835 Newport Blvd. A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403417 Chavez Monica Gelbaum 1835 Newport Blvd. A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
1403463 Trust Quercus 1835 Newport Blvd. A109-Pmb 467
Costa Mesa CA 92627
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-07-11 650,000 $0.10 8,011,344 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Purchase Warrant Acquisiton 2012-07-12 650,000 $0.00 650,000 $0.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
650,000 2012-07-11 2017-07-11 No 4 J Direct
Footnotes
  1. The Reporting Persons purchased a Unit plus a fraction of a Unit consisting of shares of Common Stock and a warrant for the purchase of additional shares of Common Stock. Each Unit consisted of 625,000 shares and a warrant for the purchase of an additional 625,000 shares. The purchase price was $62,500 per Unit. No allocation was made between the purchase price for the shares and the purchase price for the warrant, and the transaction is being reported here as the purchase of Common Stock at a price of $0.10 per share and the acquisition of a warrant for zero consideration.