Filing Details
- Accession Number:
- 0001144204-12-039253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-12 17:58:56
- Reporting Period:
- 2012-07-11
- Filing Date:
- 2012-07-12
- Accepted Time:
- 2012-07-12 17:58:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884504 | Thermoenergy Corp | TMEN | Hazardous Waste Management (4955) | 710699511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1391795 | David Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403417 | Chavez Monica Gelbaum | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No | |
1403463 | Trust Quercus | 1835 Newport Blvd. A109-Pmb 467 Costa Mesa CA 92627 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-07-11 | 650,000 | $0.10 | 8,011,344 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Purchase Warrant | Acquisiton | 2012-07-12 | 650,000 | $0.00 | 650,000 | $0.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
650,000 | 2012-07-11 | 2017-07-11 | No | 4 | J | Direct |
Footnotes
- The Reporting Persons purchased a Unit plus a fraction of a Unit consisting of shares of Common Stock and a warrant for the purchase of additional shares of Common Stock. Each Unit consisted of 625,000 shares and a warrant for the purchase of an additional 625,000 shares. The purchase price was $62,500 per Unit. No allocation was made between the purchase price for the shares and the purchase price for the warrant, and the transaction is being reported here as the purchase of Common Stock at a price of $0.10 per share and the acquisition of a warrant for zero consideration.