Filing Details
- Accession Number:
- 0001012975-12-000231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-12 16:40:20
- Reporting Period:
- 2012-07-10
- Filing Date:
- 2012-07-12
- Accepted Time:
- 2012-07-12 16:40:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 931059 | Tegal Corp | TGAL | Special Industry Machinery, Nec (3559) | 680370244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554119 | Participations Alcatel-Lucent | 3, Avenue Octave Greard Paris I0 75007 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-07-10 | 200 | $4.05 | 208,677 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Alcatel-Lucent Participations (the "Reporting Person"), a wholly owned subsidiary of Alcatel Lucent, a French corporation (the "Parent"), is the owner of the common shares (the "Shares") of Tegal Corporation (the "Issuer"). Alcatel Micro Machining Systems ("AMMS"), a wholly-owned subsidiary of Parent, acquired the Shares on September 16, 2008 pursuant to an asset purchase agreement (the "Purchase Agreement") with the Issuer. Alcatel Vacuum Technology France ("AVTF"), formerly a wholly-owned subsidiary of the Parent, acquired the Shares in connection with the liquidation of AMMS on April 13, 2010. AVTF transferred the Shares to the Reporting Person in November of 2010.
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