Filing Details
- Accession Number:
- 0001225208-12-016178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-11 16:19:42
- Reporting Period:
- 2005-12-23
- Filing Date:
- 2012-07-11
- Accepted Time:
- 2012-07-11 16:19:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316206 | Starwood Hotel & Resorts Worldwide Inc | HOT | Hotels & Motels (7011) | 521193298 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1553719 | M Alan Schnaid | Starwood Hotels &Amp; Resorts Worldwide, Inc One Starpoint Stamford CT 06902 | Svp, Corp. Cont. & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2005-12-23 | 13,750 | $24.88 | 28,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2005-12-23 | 13,750 | $63.24 | 15,054 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2006-02-07 | 6,706 | $0.00 | 21,760 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2006-02-07 | 4,024 | $0.00 | 25,784 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2006-03-01 | 269 | $0.00 | 26,053 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2006-03-01 | 87 | $63.92 | 25,966 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2006-05-02 | 12,220 | $34.58 | 42,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2006-05-02 | 1,700 | $57.36 | 41,199 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2006-05-02 | 3,036 | $57.37 | 38,163 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2006-05-02 | 12,220 | $57.35 | 25,943 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2006-05-03 | 10,998 | $38.75 | 36,941 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2006-05-03 | 6,874 | $59.14 | 43,815 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2006-05-03 | 6,874 | $58.60 | 36,941 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2006-05-03 | 10,998 | $58.60 | 25,943 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2007-01-03 | 16,802 | $24.88 | 42,745 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-01-03 | 16,802 | $62.50 | 25,943 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2007-02-07 | 6,148 | $59.64 | 32,091 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-02-07 | 6,148 | $67.29 | 25,943 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2007-02-13 | 6,874 | $59.14 | 32,817 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-02-13 | 6,874 | $67.49 | 25,943 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2007-02-18 | 1,479 | $68.73 | 24,464 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2007-02-20 | 10,998 | $38.75 | 35,462 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-02-20 | 2,187 | $68.67 | 33,275 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2007-02-20 | 10,998 | $68.73 | 22,277 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2007-02-28 | 9,325 | $0.00 | 31,602 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2007-03-01 | 329 | $0.00 | 31,931 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2007-03-01 | 312 | $0.00 | 32,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2007-03-01 | 132 | $64.72 | 32,111 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2007-03-01 | 139 | $64.72 | 31,972 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2008-02-10 | 3,054 | $45.44 | 28,918 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
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Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | Disposition | 2005-12-23 | 13,750 | $0.00 | 13,750 | $24.88 |
| Common Stock | Stock Options (Right to buy) | Acquisiton | 2006-02-07 | 20,124 | $0.00 | 20,124 | $59.64 |
| Common Stock | Restricted Stock Units | Disposition | 2006-03-01 | 269 | $0.00 | 269 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2006-03-01 | 511 | $0.00 | 511 | $0.00 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2006-05-02 | 12,220 | $0.00 | 12,220 | $34.58 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2006-05-03 | 6,874 | $0.00 | 6,874 | $59.14 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2006-05-03 | 10,998 | $0.00 | 10,998 | $38.75 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2007-01-03 | 16,802 | $0.00 | 16,802 | $24.88 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2007-02-07 | 6,148 | $0.00 | 6,148 | $59.64 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2007-02-13 | 6,874 | $0.00 | 6,874 | $59.14 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2007-02-20 | 10,998 | $0.00 | 10,998 | $38.75 |
| Common Stock | Restricted Stock Units | Disposition | 2007-03-01 | 329 | $0.00 | 329 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2007-03-01 | 312 | $0.00 | 312 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2007-03-01 | 518 | $0.00 | 518 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2008-03-01 | 312 | $0.00 | 312 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2008-03-01 | 259 | $0.00 | 259 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2008-03-03 | 734 | $0.00 | 734 | $0.00 |
| Common Stock | Stock Options (Right to buy) | Acquisiton | 2009-02-27 | 39,526 | $0.00 | 39,526 | $11.39 |
| Common Stock | Restricted Stock Units | Disposition | 2009-03-01 | 259 | $0.00 | 259 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2009-03-02 | 2,494 | $0.00 | 2,494 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2009-03-03 | 367 | $0.00 | 367 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2010-03-02 | 1,247 | $0.00 | 1,247 | $0.00 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2010-03-02 | 9,882 | $0.00 | 9,882 | $11.39 |
| Common Stock | Restricted Stock Units | Disposition | 2010-03-03 | 367 | $0.00 | 367 | $0.00 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2010-08-04 | 2,393 | $0.00 | 2,393 | $38.75 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2010-08-04 | 8,605 | $0.00 | 8,605 | $38.75 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2011-02-18 | 13,747 | $0.00 | 13,747 | $59.14 |
| Common Stock | Restricted Stock Units | Disposition | 2011-03-02 | 1,247 | $0.00 | 1,247 | $0.00 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2011-05-26 | 9,882 | $0.00 | 9,882 | $11.39 |
| Common Stock | Stock Options (Right to buy) | Disposition | 2012-02-29 | 9,881 | $0.00 | 9,881 | $11.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,750 | 2010-12-23 | No | 4 | M | Direct | |
| 20,124 | 2014-02-07 | No | 4 | A | Direct | |
| 269 | 2006-03-01 | No | 4 | M | Direct | |
| 511 | 2007-03-01 | No | 4 | A | Direct | |
| 0 | 2012-02-15 | No | 4 | M | Direct | |
| 20,621 | 2013-02-10 | No | 4 | M | Direct | |
| 21,996 | 2012-02-18 | No | 4 | M | Direct | |
| 0 | 2010-12-23 | No | 4 | M | Direct | |
| 18,443 | 2014-02-07 | No | 4 | M | Direct | |
| 13,747 | 2013-02-10 | No | 4 | M | Direct | |
| 10,998 | 2012-02-18 | No | 4 | M | Direct | |
| 0 | 2006-03-01 | No | 4 | M | Direct | |
| 312 | 2007-03-01 | No | 4 | M | Direct | |
| 518 | 2008-03-01 | No | 4 | A | Direct | |
| 0 | 2007-03-01 | No | 4 | M | Direct | |
| 259 | 2008-03-01 | No | 4 | M | Direct | |
| 734 | 2009-03-03 | No | 4 | A | Direct | |
| 39,526 | 2017-02-27 | No | 4 | A | Direct | |
| 0 | 2008-03-01 | No | 4 | M | Direct | |
| 2,494 | 2010-03-02 | No | 4 | A | Direct | |
| 367 | 2009-03-03 | No | 4 | M | Direct | |
| 1,247 | 2010-03-02 | No | 4 | M | Direct | |
| 29,644 | 2017-02-27 | No | 4 | M | Direct | |
| 0 | 2009-03-03 | No | 4 | M | Direct | |
| 8,605 | 2012-02-18 | No | 4 | M | Direct | |
| 0 | 2012-02-18 | No | 4 | M | Direct | |
| 0 | 2013-02-10 | No | 4 | M | Direct | |
| 0 | 2010-03-02 | No | 4 | M | Direct | |
| 19,762 | 2017-02-27 | No | 4 | M | Direct | |
| 9,881 | 2017-02-27 | No | 4 | M | Direct |
Footnotes
- Prior to April 7, 2006, holders of Issuer common stock ("Common Stock") also owned an equivalent number of Class B shares of beneficial interest ("Class B Shares") of Starwood Hotels & Resorts, a real estate investment trust (the "Trust"), and those securities were held and traded only in units consisting of one share of Issuer common stock and one Class B Share. On April 7, 2006, the Common Stock became transferable separately from the Class B Shares.
- Not Applicable.
- The number of shares of Common Stock subject to this option that was previously reported was multiplied by 1.222, and the exercise price previously reported for this option was divided by 1.222, in an equitable adjustment as a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc.
- As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $34.58 to $28.2979.
- As a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc., outstanding restricted stock awards were equitably adjusted to add 4,713 shares of Common Stock to this total.
- As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $38.745 to $31.7062.
- As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $59.135 to $48.3920.
- As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $24.88 to $20.3601.
- As mentioned in footnote three, the original exercise price for this option was equitably adjusted from $59.635 to $48.8011.
- The number of shares of Common Stock subject to these Restricted Stock Units that was previously reported has been multiplied by 1.222 in an equitable adjustment as a result of the Issuer's April 10, 2006 transaction with Host Hotels & Resorts, Inc. to arrive at the Common Stock number reported for this transaction.
- Restricted Stock Units are convertible into Common Stock on a one-for-one basis.
- This option vests in four equal annual installments beginning on 12/23/2003.
- This option vests in four equal annual installments beginning on 2/7/2007.
- The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2006 and automatically convert to Common Stock.
- The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2007 and automatically convert to Common Stock.
- This option vests in four equal annual installments beginning on 2/15/2003.
- This option vests in four equal annual installments beginning on 2/10/2006.
- This option vests in four equal annual installments beginning on 2/18/2005.
- The Restricted Stock Units vest in two equal annual installments beginning on 3/1/2008 and automatically convert to Common Stock.
- The Restricted Stock Units vest in two equal annual installments beginning on 3/3/2009 and automatically convert to Common Stock.
- This option vests in four equal annual installments beginning on 2/27/2010.
- The Restricted Stock Units vest in two equal annual installments beginning on 3/2/2010 and automatically convert to Common Stock.
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