Home > Insider Trading > Filing (0001181431-12-040384)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1001171	Broadway Financial Corp	BYFC	Savings Institution, Federally Chartered (6035)	954547287

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1219803	Jr C Robert Davidson	4800 Wilshire Boulevard Los Angeles CA 90010		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock Purchase	Acquisiton	2012-07-02	19,231	$1.30	19,231	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Acquisiton	2010-01-21	1,250	$6.00	1,250	$6.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,250	2010-01-21	2020-01-21	No	5	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership
Common Stock	356	Direct
Common Stock	804	Direct
Common Stock	5,000	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option (Right to Buy)	$10.49	2008-03-19	2013-03-19	1,428	1,428	Direct
Common Stock	Stock Option (Right to Buy)	$4.00	2009-01-21	2019-01-21	1,875	1,875	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2013-03-19	1,428	1,428	Direct
2019-01-21	1,875	1,875	Direct

Footnotes

Held in trust with Robert C. Davidson, Jr. as Trustee.
Held directly in the name of Robert C. Davidson, Jr.
Held in street name account of Robert C. Davidson, Jr.
On March 19, 2003 the Board of Directors granted 1,784 shares of Stock Options under the Stock Option Plan for Outside Directors. The stock price on that day was $10.4900 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on March 19. The options are fully exercisable on March 19, 2008 but if not exercised, expire on March 19, 2013 or upon termination of directorship. There are 1428 shares remaining to exercise.
The Board of Directors granted this Stock Option on January 21, 2009 and will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.
On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of the "Robert and Alice Davidson Trust."