Filing Details

Accession Number:
0001217453-12-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-07-10 17:30:33
Reporting Period:
2012-07-09
Filing Date:
2012-07-10
Accepted Time:
2012-07-10 17:30:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
38067 Forest City Enterprises Inc FCEA/FCEB Operators Of Nonresidential Buildings (6512) 340863886
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1217453 M Linda Kane 50 Public Square, Suite 1100
Cleveland OH 44113
Sr Vp & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2012-07-09 100 $0.00 8,480 No 4 G Direct
Class A Common Stock Disposition 2012-07-09 175 $0.00 8,305 No 4 G Direct
Class A Common Stock Disposition 2012-07-09 265 $0.00 8,040 No 4 G Direct
Class A Common Stock Disposition 2012-07-09 2,067 $14.59 5,973 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 G Direct
No 4 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 2,064 Indirect 401k Plan
Class A Common Stock 3,501 Direct
Class A Common Stock 2,564 Direct
Class A Common Stock 3,927 Direct
Class A Common Stock 5,124 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common 2005 Stock Option Grant (right to buy) $31.75 2007-04-06 2015-04-06 11,250 11,250 Direct
Class A Common 2006 Stock Option Grant (right to buy) $46.37 2008-04-04 2016-04-04 15,000 15,000 Direct
Class A Common 2007 Stock Option Grant (right to buy) $65.35 2009-03-29 2017-03-29 15,000 15,000 Direct
Class A Common 2008 Stock Option Grant (right to buy) $36.38 2010-06-18 2018-06-18 6,522 6,522 Direct
Class A Common 2009 Stock Option Grant (right to buy) $7.80 2011-04-21 2019-04-21 1,631 1,631 Direct
Class A Common 2010 Stock Option Grant (right to buy) $15.89 2012-04-14 2020-04-14 5,437 5,437 Direct
Class A Common 2011 Stock Option Grant (right to buy) $17.72 2013-04-13 2021-04-13 6,213 6,213 Direct
Common Stock Class B Common - Convertible $0.00 1988-08-08 1988-08-08 1,735 1,735 Indirect
Class A Common 2012 Performance Shares $0.00 2015-12-31 1988-08-08 5,124 5,124 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-06 11,250 11,250 Direct
2016-04-04 15,000 15,000 Direct
2017-03-29 15,000 15,000 Direct
2018-06-18 6,522 6,522 Direct
2019-04-21 1,631 1,631 Direct
2020-04-14 5,437 5,437 Direct
2021-04-13 6,213 6,213 Direct
1988-08-08 1,735 1,735 Indirect
1988-08-08 5,124 5,124 Direct
Footnotes
  1. Class A Common Stock - 401k account - Held Indirect.
  2. 2009 Restricted Stock Grant - 25% vest on 4/21/2011; 25% vest on 4/21/2012; and 50% vest on 4/21/2013.
  3. 2010 Restricted Stock Grant - 25% vest on 4/14/2012; 25% vest on 4/14/2013; and 50% vest on 4/14/2014.
  4. 2011 Restricted Stock Grant - 25% vest on 4/13/2013; 25% vest on 4/13/2014; and 50% vest on 4/13/2015.
  5. 2012 Restricted Stock Grant - 25% vest on 4/11/2014; 25% vest on 4/11/2015; and 50% vest on 4/11/2016.
  6. Shares are held in a street account. 911shares from the 2008 Restricted Stock Grant vested on 6/18/2012 and were moved to the account.
  7. 2005 Stock Option Grant - 25% exercisable 4/06/2007; 25% exercisable 4/06/2008; and 50% exersicable 4/06/2009.
  8. 2006 Stock Option Grant - 25% exercisable on 4/04/2008; 25% exercisable on 4/04/2009; and 50% exersicable on 4/04/2010.
  9. 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
  10. 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
  11. 2009 Stock Option Grant - 25% exercisable 4/21/2011; 25% exercisable 4/21/2012; and 50% exercisable 4/21/2013.
  12. 2010 Stock Option Grant - 25% exercisable 4/14/2012; 25% exercisable 4/14/2013; and 50% exercisable 4/14/2014.
  13. 2011 Stock Option Grant - 25% exercisable 4/13/2013; 25% exercisable 4/13/2014; and 50% exercisable 4/13/2015.
  14. Stocks are convertible from Class B to Class A on a 1-for-1 basis.
  15. Performance Shares Award - granted 4/11/2012 - performance period is from February 1, 2012 to December 31, 2015. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $14.74 per share. There is no fixed expiration date.
  16. Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.
  17. Class B Common Stock - 401k account - Held indirect.