Filing Details
- Accession Number:
- 0001209191-12-037662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-09 19:12:18
- Reporting Period:
- 2012-07-05
- Filing Date:
- 2012-07-09
- Accepted Time:
- 2012-07-09 19:12:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1370416 | Westport Innovations Inc | WPRT | Engines & Turbines (3510) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268474 | Trust Family Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268475 | Trust Descendants Irrevocable Douglas Jean & James | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1268476 | Iii E James Douglas | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1544920 | V Trust Annuity 2010 Kgd | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes | |
| 1544921 | V Trust Annuity 2010 Mmd | 125 E. Sir Francis Drake Blvd., Ste 400 Larkspur CA 94939 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-05 | 13,440 | $37.49 | 2,623,792 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-07-05 | 11,088 | $37.49 | 3,145,304 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
| Common Stock | Acquisiton | 2012-07-05 | 5,712 | $37.49 | 1,644,787 | No | 4 | P | Indirect | By Douglas Famliy Trust |
| Common Stock | Acquisiton | 2012-07-05 | 3,360 | $37.49 | 945,906 | No | 4 | P | Indirect | By James E. Douglas III |
| Common Stock | Acquisiton | 2012-07-06 | 26,560 | $36.62 | 2,650,352 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-07-06 | 21,912 | $36.62 | 3,167,216 | No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
| Common Stock | Acquisiton | 2012-07-06 | 11,288 | $36.62 | 1,656,075 | No | 4 | P | Indirect | By Douglas Famliy Trust |
| Common Stock | Acquisiton | 2012-07-06 | 6,640 | $36.62 | 952,546 | No | 4 | P | Indirect | By James E. Douglas III |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
| No | 4 | P | Indirect | By Douglas Famliy Trust |
| No | 4 | P | Indirect | By James E. Douglas III |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By James Douglas and Jean Douglas Irrevocable Descendants' Trust |
| No | 4 | P | Indirect | By Douglas Famliy Trust |
| No | 4 | P | Indirect | By James E. Douglas III |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Put Option (obligation to buy) | Disposition | 2012-07-05 | 400 | $260.00 | 40,000 | $35.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2012-07-05 | 330 | $260.00 | 33,000 | $35.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2012-07-05 | 170 | $260.00 | 17,000 | $35.00 |
| Common Stock | Put Option (obligation to buy) | Disposition | 2012-07-05 | 100 | $260.00 | 10,000 | $35.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 400 | 2012-07-05 | 2012-08-18 | No | 4 | S | Direct |
| 330 | 2012-07-05 | 2012-08-18 | No | 4 | S | Indirect |
| 170 | 2012-07-05 | 2012-08-18 | No | 4 | S | Indirect |
| 100 | 2012-07-05 | 2012-08-18 | No | 4 | S | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 601,839 | Indirect | By KGD 2010 Annuity Trust V |
| Common Stock | 601,839 | Indirect | By MMD 2010 Annuity Trust V |
Footnotes
- These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
- Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
- These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.
- These shares are held directly by James E. Douglas III and indirectly by Kevin Douglas.
- These shares are held by the KGD 2010 Annuity Trust V, a grantor-retained annuity trust of which Kevin Douglas is the sole trustee, and indirectly by Kevin Douglas.
- These shares are held by the MMD 2010 Annuity Trust V, a grantor-retained annuity trust of which Michelle Douglas is the sole trustee, and indirectly by Michelle Douglas and Kevin Douglas.
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