Filing Details
- Accession Number:
- 0001246360-12-003075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-09 16:45:20
- Reporting Period:
- 2012-07-05
- Filing Date:
- 2012-07-09
- Accepted Time:
- 2012-07-09 16:45:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188828 | Keith Loveless | 19300 International Blvd Seattle WA 98188 | Vp/Legal & General Counsel | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-07-05 | 6,166 | $13.75 | 26,724 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-05 | 6,166 | $37.50 | 20,558 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-07-06 | 7,812 | $13.78 | 28,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-07-06 | 7,812 | $38.04 | 20,558 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-07-05 | 6,166 | $0.00 | 6,166 | $13.75 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2012-07-06 | 7,812 | $0.00 | 7,812 | $13.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 11,338 | 2010-01-29 | 2019-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock Espp | 2,220 | Direct | |
| Restricted Stock Unit | 1,280 | Direct | |
| Common Stock 401(K) | 228 | Indirect | ESOP TRUST |
Footnotes
- SHARES HELD IN THE ALASKA AIR GROUP EMPLOYEE STOCK PURCHASE PLAN (ESPP) AS OF DECEMBER 31, 2011.
- STOCK UNITS AWARDED UNDER THE 2008 PERFORMANCE INCENTIVE PLAN; NOT YET VESTED BUT NO LONGER SUBJECT TO FORFEITURE.
- SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF DECEMBER 31, 2011.
- SAME-DAY EXERCISE OF OPTIONS AND AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. LOVELESS ON 03/19/2012.
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