Filing Details
- Accession Number:
- 0001193805-12-001140
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-07-06 18:49:36
- Reporting Period:
- 2012-06-29
- Filing Date:
- 2012-07-06
- Accepted Time:
- 2012-07-06 18:49:36
- Original Submission Date:
- 2012-07-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140028 | Talon Therapeutics Inc. | TLON.OB | Pharmaceutical Preparations (2834) | 320064979 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009258 | Deerfield Management Co /Ny | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1010823 | Deerfield Capital Lp | 780 Third Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1352546 | E James Flynn | 780 Third Avenue 37Th Floor New York NY 10017 | Yes | No | Yes | Yes | |
1354395 | Deerfield Special Situations Fund, L.p. | 780 3Rd Avenue 37Th Floor New York NY 10017 | No | No | Yes | Yes | |
1354397 | Ltd International Fund Situations Special Deerfield | C/O Citi Hedge Fund Services (Bvi) Ltd Bison Court, P.o. Box 3460 Road Town, Tortola D8 - | No | No | Yes | Yes | |
1397526 | P L Fund Design Private Deerfield | 780 3Rd Ave 37Th Fl New York NY 10017 | No | No | Yes | Yes | |
1407589 | Deerfield Private Design International, L.p. | 780 Third Avenue, 37Th Floor New York NY 10017 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-07-02 | 17,629 | $1.20 | 149,720 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
Common Stock | Disposition | 2012-07-02 | 34,752 | $1.20 | 295,154 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International, Limited |
Common Stock | Disposition | 2012-07-02 | 43,713 | $1.20 | 371,256 | No | 4 | S | Indirect | Through Deerfield Private Design Fund, L.P. |
Common Stock | Disposition | 2012-07-02 | 70,433 | $1.20 | 598,181 | No | 4 | S | Indirect | Through Deerfield Private Design International, L.P. |
Common Stock | Disposition | 2012-07-03 | 58,303 | $1.33 | 91,417 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
Common Stock | Disposition | 2012-07-03 | 114,937 | $1.33 | 180,217 | No | 4 | S | Indirect | Through Deerfield Special Situations Fund International, Limited |
Common Stock | Disposition | 2012-07-03 | 144,572 | $1.33 | 226,684 | No | 4 | S | Indirect | Through Deerfield Private Design Fund, L.P. |
Common Stock | Disposition | 2012-07-03 | 232,940 | $1.33 | 365,241 | No | 4 | S | Indirect | Through Deerfield Private Design International, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
No | 4 | S | Indirect | Through Deerfield Special Situations Fund International, Limited |
No | 4 | S | Indirect | Through Deerfield Private Design Fund, L.P. |
No | 4 | S | Indirect | Through Deerfield Private Design International, L.P. |
No | 4 | S | Indirect | Through Deerfield Special Situations Fund, L.P. |
No | 4 | S | Indirect | Through Deerfield Special Situations Fund International, Limited |
No | 4 | S | Indirect | Through Deerfield Private Design Fund, L.P. |
No | 4 | S | Indirect | Through Deerfield Private Design International, L.P. |
Footnotes
- This Form 4 is being filed by the undersigned as well as the entities listed on the Joint Filer Information Statement attached as an exhibit hereto (the "Reporting Persons"). The Capital Funds and the Management Fund (each as defined below) share a contractual right to designate one director to the Board of Directors of the Company and are directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.
- Deerfield Capital, L.P. is the general partner of Deerfield Special Situations Fund, L.P., Deerfield Private Design Fund, L.P. and Deerfield Private Design International, L.P. (the "Capital Funds"). James E. Flynn is the managing member of the general partner of Deerfield Capital, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Capital Funds is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- Deerfield Management Company, L.P. is the investment manager of Deerfield Special Situations Fund International, Limited (the "Management Fund"). James E. Flynn is the managing member of the general partner of Deerfield Management Company, L.P. In accordance with Instruction 4(b)(iv) to Form 4, the entire amount of the Issuer's securities held by the Management Fund is reported herein. For purposes of Section 16 of the Securities Exchange Act of 1934, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its indirect pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- This Amendment No. 1 to the Form 4 filed with the Commission on July 3, 2012 is being filed solely to amend typographical errors in the number of shares sold by the Capital Funds and the Management Fund.