Filing Details
- Accession Number:
- 0000845877-12-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-07-06 17:58:14
- Reporting Period:
- 2012-07-05
- Filing Date:
- 2012-07-06
- Accepted Time:
- 2012-07-06 17:58:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
845877 | Federal Agricultural Mortgage Corp | AGM | Federal & Federally-Sponsored Credit Agencies (6111) | 521578738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250225 | D Tom Stenson | C/O Farmer Mac 1999 K Street Nw, 4Th Floor Washington DC 20006 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Acquisiton | 2012-07-05 | 17,333 | $5.93 | 48,360 | No | 4 | M | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-07-05 | 3,759 | $27.34 | 44,601 | No | 4 | D | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-07-05 | 5,729 | $27.34 | 38,872 | No | 4 | F | Direct | |
Class C Non-Voting Common Stock | Disposition | 2012-07-06 | 7,845 | $27.48 | 31,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class C Non-Voting Common Stock | Stock Appreciation Right | Disposition | 2012-07-05 | 17,333 | $0.00 | 40,000 | $5.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,667 | 2010-05-31 | 2019-06-04 | No | 4 | M | Direct |
Footnotes
- Mr. Stenson received 7,845 shares of the Federal Agricultural Mortgage Corporation's Class C Non-Voting Common Stock upon net share settlement of his exercise of 17,333 stock appreciation rights with a grant price of $5.93 per share. That exercise entitled Mr. Stenson to receive 13,574 shares of the Corporation's Class C Non-Voting Common Stock, and 5,729 shares were retained by the Corporation to satsify tax withholding requirements arising from the exercise. Each stock appreciation right represents the right to receive, upon exercise, the number of shares of the Corporation's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
- Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
- Transaction pursuant to a trading plan adopted in accordance with Rule 10b5-1.
- Stock appreciation right exercisable beginning May 31, 2010 with respect to 13,333 shares, beginning May 31, 2011 with respect to 13,333 shares and beginning May 31, 2012 with respect to 13,334 shares.